Zuora, Inc Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 157 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-04-11: Reporting owner Benioff Marc; Form 3; Security Series F Preferred Stock; Transaction Holding.
- 2018-04-11: Reporting owner Ithan Creek Master Investors (Cayman), L.P.; Form 3; Security Series F Convertible Preferred Stock; Transaction Holding.
- 2018-04-11: Reporting owner Hadley Harbor Master Investors (Cayman) L.P.; Form 3; Security Series F Convertible Preferred Stock; Transaction Holding.
- 2018-04-11: Reporting owner Redpoint Omega Associates, LLC | Redpoint Omega L P | Redpoint Omega, LLC; Form 3; Security Series C Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-04-11 holding as of filing | Benioff Marc 10% Owner | 3 | Series F Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Ithan Creek Master Investors (Cayman), L.P. 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Hadley Harbor Master Investors (Cayman) L.P. 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Redpoint Omega Associates, LLC | Redpoint Omega L P | Redpoint Omega, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Redpoint Omega Associates, LLC | Redpoint Omega L P | Redpoint Omega, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Redpoint Omega Associates, LLC | Redpoint Omega L P | Redpoint Omega, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Redpoint Omega Associates, LLC | Redpoint Omega L P | Redpoint Omega, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Redpoint Omega Associates, LLC | Redpoint Omega L P | Redpoint Omega, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Redpoint Omega Associates, LLC | Redpoint Omega L P | Redpoint Omega, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Redpoint Omega Associates, LLC | Redpoint Omega L P | Redpoint Omega, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Redpoint Omega Associates, LLC | Redpoint Omega L P | Redpoint Omega, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | BENCHMARK FOUNDERS FUND V LP | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | Benchmark Capital Management Co. V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | BENCHMARK FOUNDERS FUND V LP | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | Benchmark Capital Management Co. V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | BENCHMARK FOUNDERS FUND V LP | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | Benchmark Capital Management Co. V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | BENCHMARK FOUNDERS FUND V LP | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | Benchmark Capital Management Co. V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | BENCHMARK FOUNDERS FUND V LP | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | Benchmark Capital Management Co. V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | BENCHMARK FOUNDERS FUND V LP | Benchmark Capital Partners V L P | Benchmark Founders Fund V-A LP | Benchmark Founders Fund V-B LP | Benchmark Capital Management Co. V, L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Volpi Michelangelo Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Volpi Michelangelo Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnotes | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Volpi Michelangelo Director, 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Shasta Ventures II GP, LLC | Shasta Ventures II LP 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Shasta Ventures II GP, LLC | Shasta Ventures II LP 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Shasta Ventures II GP, LLC | Shasta Ventures II LP 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Shasta Ventures II GP, LLC | Shasta Ventures II LP 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Shasta Ventures II GP, LLC | Shasta Ventures II LP 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | KAGLE ROBERT | DUNLEVIE BRUCE | BALKANSKI ALEXANDRE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | KAGLE ROBERT | DUNLEVIE BRUCE | BALKANSKI ALEXANDRE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | KAGLE ROBERT | DUNLEVIE BRUCE | BALKANSKI ALEXANDRE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | KAGLE ROBERT | DUNLEVIE BRUCE | BALKANSKI ALEXANDRE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | KAGLE ROBERT | DUNLEVIE BRUCE | BALKANSKI ALEXANDRE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | KAGLE ROBERT | DUNLEVIE BRUCE | BALKANSKI ALEXANDRE | HARVEY KEVIN | FENTON PETER H | LASKY MITCHELL | GURLEY J WILLIAM | SPURLOCK STEVEN M 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Yucca Associates Ltd | Yucca (Jersey) SLP | Index Ventures Growth II (Jersey), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Yucca Associates Ltd | Yucca (Jersey) SLP | Index Ventures Growth II (Jersey), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Yucca Associates Ltd | Yucca (Jersey) SLP | Index Ventures Growth II (Jersey), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Direct · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Yucca Associates Ltd | Yucca (Jersey) SLP | Index Ventures Growth II (Jersey), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Yucca Associates Ltd | Yucca (Jersey) SLP | Index Ventures Growth II (Jersey), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. | Index Venture Growth Associates II Ltd | Yucca Associates Ltd | Yucca (Jersey) SLP | Index Ventures Growth II (Jersey), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Tzuo Tien Director, Officer (See Remarks), 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Pressman Jason Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · By Shasta Ventures II, L.P. | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Pressman Jason Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By Shasta Ventures II, L.P. | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Pressman Jason Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · By Shasta Ventures II, L.P. | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Pressman Jason Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Shasta Ventures II, L.P. | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | Pressman Jason Director, 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · By Shasta Ventures II, L.P. | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | HALEY TIMOTHY M Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | HALEY TIMOTHY M Director | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | HALEY TIMOTHY M Director | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | HALEY TIMOTHY M Director | 3 | Series F Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | 70 Thirty Trust 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | 70 Thirty Trust 10% Owner | 3 | Class B Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | FENTON PETER H Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | FENTON PETER H Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | FENTON PETER H Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | FENTON PETER H Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | FENTON PETER H Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | FENTON PETER H Director, 10% Owner | 3 | Series F Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2018-04-11 | ||
| 2018-04-11 holding as of filing | YESIL MAGDALENA Director | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2018-04-11 |