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WILLAMETTE VALLEY VINEYARDS, INC. (WVVI) Forms 3, 4 and 5: Stock Options

WILLAMETTE VALLEY VINEYARDS, INC. Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows, 51 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2017-02-28: Reporting owner BERNAU JAMES W; Form 4; Security Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
  • 2016-06-22: Reporting owner BERNAU JAMES W; Form 4; Security Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
  • 2016-03-21: Reporting owner BERNAU JAMES W; Form 4; Security Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.
  • 2016-02-04: Reporting owner BERNAU JAMES W; Form 4; Security Stock Option; Transaction X Exercise of in-the-money or at-the-money derivative security.

WVVI insiders transactions against the stock price

Blue: Split-adjusted close · Orange: Cumulative dividend-reinvested close

$1.68$2.01$2.40$2.87$3.43$4.092025-09-292026-09-29$1.68$2.71$4.36$7.02$11.30$18.192021-09-292026-09-29$1.68$2.71$4.36$7.02$11.30$18.192016-09-292026-09-29$1.68$2.71$4.36$7.02$11.30$18.192006-09-292026-09-29$1.09$1.92$3.36$5.90$10.36$18.191994-09-142026-09-292005-12-27: 4 award or grants at $5.13 filed · Value $562.00K — MATICH LISA M, Ellis James L, TUREL STANLEY G and 1 more2006-01-20: 4 option exercises at $1.97 filed · Value $14.21K — TUREL STANLEY G2006-02-22: 1 option exercise at $3.29 filed · Value $13.16K — BERNAU JAMES W2006-06-19: 1 option exercise at $1.56 filed · Value $15.60K — CARY SEAN M2006-06-26: 1 option exercise at $1.56 filed · Value $31.20K — CARY SEAN M2006-06-27: 3 option exercises at $1.60 filed · Value $52.24K — Ellis James L2008-01-10: 1 option exercise at $1.50 filed · Value $2.25K — O BRIEN BETTY M2009-02-05: 1 option exercise at $1.81 filed · Value $2.71K — O BRIEN BETTY M2010-07-28: 1 option exercise at $1.56 filed · Value $6.24K — O BRIEN BETTY M2013-10-10: 3 option exercises at $3.02 filed · Value $36.24K — JONES DELNA L.2014-10-07: 2 option exercises at $4.00 filed · Value $71.50K — JONES DELNA L., Ellis James L2014-10-08: 1 option exercise at $2.99 filed · Value $125.58 — Ellis James L2014-11-18: 1 option exercise at $2.99 filed · Value $10.34K — Ellis James L2014-12-16: 1 option exercise at $2.99 filed · Value $11.96K — O BRIEN BETTY M2015-01-20: 1 option exercise at $3.76 filed · Value $15.04K — Ellis James L2015-02-10: 1 option exercise at $3.76 filed · Value $15.04K — Ellis James L2015-04-02: 1 option exercise at $3.76 filed · Value $15.04K — Ellis James L2015-06-25: 2 option exercises at $4.38 filed · Value $85.04K — O BRIEN BETTY M2015-07-08: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2015-07-14: 1 option exercise at $3.76 filed · Value $18.80K — Ellis James L2015-07-27: 2 option exercises at $3.50 filed · Value $145.60K — BERNAU JAMES W, Ellis James L2015-08-12: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2015-08-25: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2015-09-09: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2015-10-06: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2015-10-19: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2015-10-29: 1 option exercise at $3.24 filed · Value $12.96K — BERNAU JAMES W2015-11-25: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2015-11-30: 1 option exercise at $5.00 filed · Value $60.00K — TUREL STANLEY G2015-12-08: 1 option exercise at $5.00 filed · Value $70.00K — Ellis James L2015-12-09: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2015-12-15: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2016-01-14: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2016-01-15: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2016-02-04: 1 option exercise at $3.24 filed · Value $6.48K — BERNAU JAMES W2016-03-21: 1 option exercise at $3.24 filed · Value $99.93K — BERNAU JAMES W2016-06-22: 1 option exercise at $3.24 filed · Value $62.07K — BERNAU JAMES W2017-02-28: 1 option exercise at $3.09 filed · Value $18.54K — BERNAU JAMES W

Logarithmic scale. Both lines share the same starting value for the selected range.

Markers: each transaction type positioned at that session's split-adjusted close. Tooltips retain the reported transaction price when available.

Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2017-02-28BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Indirect · Held By Spouse
X Exercise of in-the-money or at-the-money derivative security−6,000
0 owned after
$3.09$7.862017-03-01
2016-06-22BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−19,157
0 owned after
$3.24$8.532016-06-23
2016-03-21BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−30,843
19,157 owned after
$3.24$6.932016-03-22
2016-02-04BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,000
50,000 owned after
$3.24$7.042016-02-05
2016-01-15BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,000
52,000 owned after
$3.24$6.912016-01-15
2016-01-14BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,000
54,000 owned after
$3.24$7.002016-01-15
2015-12-15BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,000
56,000 owned after
$3.24$7.242015-12-15
2015-12-09BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,000
58,000 owned after
$3.24$7.042015-12-09
2015-12-08Ellis James L
Director
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−14,000
0 owned after
$5.00$7.182015-12-09
2015-11-30TUREL STANLEY G
Director
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−12,000
0 owned after
$5.00$7.092015-12-01
2015-11-25BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,000
60,000 owned after
$3.24$7.082015-11-25
2015-10-29BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
62,000 owned after
$3.24$7.492015-10-29
2015-10-19BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,000
66,000 owned after
$3.24$6.732015-10-19
2015-10-06BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,000
68,000 owned after
$3.24$6.872015-10-06
2015-09-09BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,000
70,000 owned after
$3.24$6.942015-09-10
2015-08-25BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−2,000
72,000 owned after
$3.24$6.222015-08-25
2015-08-12BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security+2,000
74,000 owned after
$3.24$7.122015-08-12
2015-07-27BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security+2,000
76,000 owned after
$3.24$7.162015-07-29
2015-07-27Ellis James L
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−37,000
14,000 owned after
$3.76$7.162015-07-28
2015-07-14Ellis James L
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−5,000
51,000 owned after
$3.76$7.002015-07-15
2015-07-08BERNAU JAMES W
Director, Officer (Chief Executive Officer), 10% Owner
4Stock Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security+2,000
78,000 owned after
$3.24$6.892015-07-09
2015-06-25O BRIEN BETTY M
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
14,000 owned after
$3.76$6.982015-06-29
2015-06-25O BRIEN BETTY M
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−14,000
0 owned after
$5.00$6.982015-06-29
2015-04-02Ellis James L
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
56,000 owned after
$3.76$6.152015-04-02
2015-02-10Ellis James L
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
60,000 owned after
$3.76$5.852015-02-11
2015-01-20Ellis James L
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
64,000 owned after
$3.76$5.892015-01-20
2014-12-16O BRIEN BETTY M
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security+4,000
18,000 owned after
$2.99$5.732014-12-18
2014-11-18Ellis James L
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−3,458
68,000 owned after
$2.99$5.822014-11-19
2014-10-08Ellis James L
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−42
71,458 owned after
$2.99$5.522014-10-09
2014-10-07JONES DELNA L.
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−14,000
0 owned after
$5.00$5.512014-10-09
2014-10-07Ellis James L
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−500
71,500 owned after
$2.99$5.512014-10-09
2013-10-10JONES DELNA L.
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
22,000 owned after
$2.31$5.362013-11-27
2013-10-10JONES DELNA L.
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
18,000 owned after
$2.99$5.362013-11-27
2013-10-10JONES DELNA L.
Director
4Option
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
14,000 owned after
$3.76$5.362013-11-27
2010-07-28O BRIEN BETTY M
Director
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
34,000 owned after
$1.56$3.602010-08-06
2009-02-05O BRIEN BETTY M
Director
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−1,500
30,000 owned after
$1.81$2.492009-02-12
2008-01-10O BRIEN BETTY M
Director
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security+1,500
5,500 owned after
$1.50$5.862008-01-16
2006-06-27Ellis James L
Director, Officer (VICE-PRESIDENT)
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−25,000
81,500 owned after
$1.75$8.432006-06-30
2006-06-27Ellis James L
Director, Officer (VICE-PRESIDENT)
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−1,500
80,000 owned after
$1.50$8.432006-06-30
2006-06-27Ellis James L
Director, Officer (VICE-PRESIDENT)
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
76,000 owned after
$1.56$8.432006-06-30
2006-06-26CARY SEAN M
Officer (CONTROLLER)
4OPTIONS
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−20,000
0 owned after
$1.56$9.172006-06-26
2006-06-19CARY SEAN M
Officer (Controller)
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−10,000
20,000 owned after
$1.56$7.902006-06-22
2006-02-22BERNAU JAMES W
Director, Officer (PRESIDENT), 10% Owner
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
143,000 owned after
$3.29$6.882006-02-23
2006-01-20TUREL STANLEY G
Director
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−1,000
19,000 owned after
$3.00$5.692006-02-02
2006-01-20TUREL STANLEY G
Director
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−1,500
17,500 owned after
$1.50$5.692006-02-02
2006-01-20TUREL STANLEY G
Director
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−1,500
16,000 owned after
$1.81$5.692006-02-02
2006-01-20TUREL STANLEY G
Director
4OPTION
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−4,000
12,000 owned after
$1.56$5.692006-02-02
2005-12-27MATICH LISA M
Director
4OPTION
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,000
26,000 owned after
$5.00$5.002006-03-31
2005-12-27Ellis James L
Director, Officer (VICE-PRESIDENT)
4OPTION
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,000
106,500 owned after
$5.00$5.002006-03-31
2005-12-27TUREL STANLEY G
Director
4OPTION
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,000
26,000 owned after
$5.00$5.002006-03-31
2005-12-27BERNAU JAMES W
Director, Officer (PRESIDENT), 10% Owner
4OPTION
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+64,000
147,000 owned after
$5.50$5.002006-02-23

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