Westmoreland Resource Partners, LP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner TYWONIUK GERALD A; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner MESSEY ROBERT J; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner LILLY PETER B; Form 4; Security Common Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-05: Reporting owner TYWONIUK GERALD A; Form 4; Security Common Units; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,829 8,952 owned after | $0.00 | 2013-01-03 | |
| 2012-12-31 | MESSEY ROBERT J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,829 18,993 owned after | $0.00 | 2013-01-03 | |
| 2012-12-31 | LILLY PETER B Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,693 35,608 owned after | $0.00 | 2013-01-03 | |
| 2012-10-05 holding as of filing | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Indirect · By Family Trust | Holding | 6,366 owned after | no price filed | 2012-10-05 | |
| 2012-09-30 | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,373 6,123 owned after | $0.00 | 2012-10-05 | |
| 2012-09-30 | MESSEY ROBERT J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,373 16,164 owned after | $0.00 | 2012-10-05 | |
| 2012-09-30 | LILLY PETER B Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,513 27,915 owned after | $0.00 | 2012-10-05 | |
| 2012-08-31 | HARRIS BRADLEY W Other (See Remarks) | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 25,000 owned after | no price filed | 2012-09-04 | |
| 2012-08-31 | HARRIS BRADLEY W Other (See Remarks) | 4 | Common Units (Limited Partner Interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −8,722 16,278 owned after | $9.08 | 2012-09-04 | |
| 2012-08-31 | HARRIS BRADLEY W Other (See Remarks) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | no price filed | 2012-09-04 | |
| 2012-08-31 | HARRIS BRADLEY W Other (See Remarks) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | no price filed | 2012-09-04 | |
| 2012-07-02 holding as of filing | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Indirect · By Family Trust | Holding | 6,366 owned after | no price filed | 2012-07-02 | |
| 2012-06-30 | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,615 4,750 owned after | $0.00 | 2012-07-02 | |
| 2012-06-30 | MESSEY ROBERT J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,615 14,791 owned after | $0.00 | 2012-07-02 | |
| 2012-06-30 | LILLY PETER B Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,652 24,402 owned after | $0.00 | 2012-07-02 | |
| 2012-04-03 holding as of filing | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Indirect · By Family Trust | Holding | 6,366 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | UNGUREAN THOMAS T Other (See Remarks) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +521 521 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | UNGUREAN THOMAS T Other (See Remarks) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −521 1,562 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | UNGUREAN CHARLES C Other (See Remarks) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +947 947 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | UNGUREAN CHARLES C Other (See Remarks) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −947 2,839 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,471 3,135 owned after | $0.00 | 2012-04-03 | |
| 2012-03-31 | MESSEY ROBERT J Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,471 13,176 owned after | $0.00 | 2012-04-03 | |
| 2012-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,594 12,912 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +108 13,020 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −650 12,370 owned after | $8.50 | 2012-04-03 | |
| 2012-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,594 1,593 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −108 324 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | LILLY PETER B Director | 4 | Common Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 19,750 owned after | $0.00 | 2012-04-03 | |
| 2012-03-31 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +830 11,971 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −296 11,675 owned after | $8.50 | 2012-04-03 | |
| 2012-03-31 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −830 2,489 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +462 23,879 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −462 1,386 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | GARDNER MICHAEL B Officer (See Remarks) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +283 9,836 owned after | no price filed | 2012-04-03 | |
| 2012-03-31 | GARDNER MICHAEL B Officer (See Remarks) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −283 846 owned after | no price filed | 2012-04-03 | |
| 2012-03-13 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Common Units (limited partnership interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −229 23,650 owned after | $8.50 | 2012-04-03 | |
| 2012-01-04 holding as of filing | TYWONIUK GERALD A Director | 4 | Common Units Non-derivative · Indirect · By Family Trust | Holding | 6,366 owned after | no price filed | 2012-01-04 | |
| 2012-01-01 | UNGUREAN THOMAS T Other (See Remarks) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,128 10,128 owned after | no price filed | 2012-01-04 | |
| 2012-01-01 | UNGUREAN CHARLES C Other (See Remarks) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,408 18,408 owned after | no price filed | 2012-01-04 | |
| 2012-01-01 | MAKSIMOSKI DENISE M Officer (Sr. Director of Accounting) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | no price filed | 2012-01-04 | |
| 2012-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,105 6,805 owned after | no price filed | 2012-01-04 | |
| 2012-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −2,018 4,787 owned after | $15.03 | 2012-01-04 | |
| 2012-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,105 8,210 owned after | no price filed | 2012-01-04 | |
| 2012-01-01 | Maher Daniel M. Officer (SVP, CLO & Secy.) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,984 8,984 owned after | no price filed | 2012-01-04 | |
| 2012-01-01 | HONISH GREGORY J Officer (SVP, Operations) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,988 6,988 owned after | no price filed | 2012-01-04 | |
| 2012-01-01 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Common Units (limited partner interests) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,821 26,770 owned after | no price filed | 2012-01-04 | |
| 2012-01-01 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Common Units (limited partner interests) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,353 23,417 owned after | $15.03 | 2012-01-04 | |
| 2012-01-01 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Phantom Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,821 6,822 owned after | no price filed | 2012-01-04 | |
| 2012-01-01 | GUTMAN JEFFREY M Officer (SVP, CFO & Treasurer) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,984 8,984 owned after | no price filed | 2012-01-04 | |
| 2012-01-01 | GARDNER MICHAEL B Officer (See Remarks) | 4 | Phantom Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,492 5,492 owned after | no price filed | 2012-01-04 |