Western Refining, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-01: Reporting owner Barfield Lowry; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-01: Reporting owner Davis Karen Berriman; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-01: Reporting owner Davis Karen Berriman; Form 4; Security Phantom Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-01: Reporting owner CORNELIUS SIGMUND L; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-01 | Barfield Lowry Officer (EVP, Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,421 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Davis Karen Berriman Officer (EVP and CFO) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,465 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Davis Karen Berriman Officer (EVP and CFO) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,709 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | CORNELIUS SIGMUND L Director | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,440 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Francis L Frederick Director | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,120 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Hassler Robert J Director | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,137 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Hogan Brian John Director | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,863 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | LAMP DAVID L Officer (President and COO) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −53,534 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | LAMP DAVID L Officer (President and COO) | 4 | Phantom Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,817 0 owned after | no price filed | 2017-06-02 | |
| 2017-06-01 | Stevens Jeff A Director, Officer (Chief Executive Officer) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −238,113 0 owned after | no price filed | 2017-06-02 | |
| 2017-03-28 | Stevens Jeff A Director, Officer (Chief Executive Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,437 238,113 owned after | $0.00 | 2017-03-30 | |
| 2017-03-28 | Barfield Lowry Officer (EVP, Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,898 56,421 owned after | $0.00 | 2017-03-30 | |
| 2017-01-20 holding as of filing | Davis Karen Berriman Officer (EVP and CFO) | 4 | Phantom Stock Derivative · Direct | Holding | 14,709 owned after | no price filed | 2017-01-20 | |
| 2017-01-18 | Davis Karen Berriman Officer (EVP and CFO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,465 11,465 owned after | $0.00 | 2017-01-20 | |
| 2017-01-18 | Stevens Jeff A Director, Officer (Chief Executive Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,036 308,550 owned after | $0.00 | 2017-01-20 | |
| 2017-01-18 | Barfield Lowry Officer (EVP, Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,507 79,319 owned after | $0.00 | 2017-01-20 | |
| 2017-01-18 | LAMP DAVID L Officer (President and COO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,733 80,817 owned after | $0.00 | 2017-01-20 | |
| 2017-01-18 | LAMP DAVID L Officer (President and COO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,534 53,534 owned after | $0.00 | 2017-01-20 | |
| 2017-01-18 | Hogan Brian John Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,257 36,863 owned after | $0.00 | 2017-01-20 | |
| 2017-01-18 | Hassler Robert J Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,257 19,137 owned after | $0.00 | 2017-01-20 | |
| 2017-01-18 | Francis L Frederick Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,257 45,120 owned after | $0.00 | 2017-01-20 | |
| 2017-01-18 | CORNELIUS SIGMUND L Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,257 12,440 owned after | $0.00 | 2017-01-20 |