Western Refining, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-25: Reporting owner WEAVER SCOTT D; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-25: Reporting owner Foster Paul L; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-06-08: Reporting owner Schmidt Ralph A; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-06-08: Reporting owner CORNELIUS SIGMUND L; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-25 | WEAVER SCOTT D Director, Officer (VP, Asst. Treasurer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,692 3,382 owned after | $0.00 | 2013-09-27 | |
| 2013-09-25 | Foster Paul L Director, Officer (Chairman of BOD, Exec. Chair), 10% Owner | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,692 3,382 owned after | $0.00 | 2013-09-27 | |
| 2013-06-08 | Schmidt Ralph A Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,074 16,848 owned after | $0.00 | 2013-06-11 | |
| 2013-06-08 | CORNELIUS SIGMUND L Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,074 4,704 owned after | $0.00 | 2013-06-11 | |
| 2013-06-04 | Schmidt Ralph A Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,704 21,922 owned after | $0.00 | 2013-06-06 | |
| 2013-06-04 | Sanders William D Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,704 14,613 owned after | $0.00 | 2013-06-06 | |
| 2013-06-04 | Hogan Brian John Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,704 25,226 owned after | $0.00 | 2013-06-06 | |
| 2013-06-04 | CORNELIUS SIGMUND L Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,704 9,778 owned after | $0.00 | 2013-06-06 | |
| 2013-06-04 | Francis L Frederick Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,704 25,355 owned after | $0.00 | 2013-06-06 | |
| 2013-06-04 | BARTH CARIN MARCY Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,704 25,807 owned after | $0.00 | 2013-06-06 | |
| 2013-05-15 | Stevens Jeff A Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,319 117,867 owned after | $0.00 | 2013-05-17 | |
| 2013-05-15 | Smith Mark J Officer (President-Refining & Marketing) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,422 63,154 owned after | $0.00 | 2013-05-17 | |
| 2013-05-15 | Jewell William R Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,334 25,582 owned after | $0.00 | 2013-05-17 | |
| 2013-05-15 | DALKE GARY R Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,001 61,490 owned after | $0.00 | 2013-05-17 | |
| 2013-05-15 | Beyersdorfer Jeffrey S. Officer (Sr. VP - Treasurer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,417 42,468 owned after | $0.00 | 2013-05-17 | |
| 2013-05-15 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,001 41,079 owned after | $0.00 | 2013-05-17 | |
| 2013-03-26 | Beyersdorfer Jeffrey S. Officer (Sr. VP - Treasurer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,385 63,885 owned after | $0.00 | 2013-03-28 | |
| 2013-03-26 | Jewell William R Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,916 33,916 owned after | $0.00 | 2013-03-28 | |
| 2013-03-26 | DALKE GARY R Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,158 92,491 owned after | $0.00 | 2013-03-28 | |
| 2013-03-26 | Smith Mark J Officer (President-Refining & Marketing) | 4 | Restricted Share Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,243 78,576 owned after | $0.00 | 2013-03-28 | |
| 2013-03-26 | Stevens Jeff A Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51,665 120,186 owned after | $0.00 | 2013-03-28 | |
| 2013-03-26 | CORNELIUS SIGMUND L Director | 4 | Reestricted Share Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,153 5,074 owned after | $0.00 | 2013-03-28 | |
| 2013-03-26 | Schmidt Ralph A Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,426 17,218 owned after | $0.00 | 2013-03-28 | |
| 2013-03-26 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,747 55,080 owned after | $0.00 | 2013-03-28 |