Western Refining, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-25: Reporting owner Foster Paul L; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-25: Reporting owner WEAVER SCOTT D; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-08-21: Reporting owner Sanders William D; Form 4; Security Restricted Share Units; Transaction J Other acquisition or disposition (describe transaction).
- 2012-06-13: Reporting owner Smith Mark J; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-25 | Foster Paul L Director, Officer (Chairman of BOD, Exec. Chair), 10% Owner | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,074 5,074 owned after | $0.00 | 2012-09-27 | |
| 2012-09-25 | WEAVER SCOTT D Director, Officer (VP, Asst. Treasurer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,074 5,074 owned after | $0.00 | 2012-09-27 | |
| 2012-08-21 | Sanders William D Director | 4 | Restricted Share Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,172 9,909 owned after | $27.58 | 2012-08-23 | |
| 2012-06-13 | Smith Mark J Officer (President-Refining & Marketing) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,667 50,333 owned after | $0.00 | 2012-06-15 | |
| 2012-06-13 | Stevens Jeff A Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,479 68,521 owned after | $0.00 | 2012-06-15 | |
| 2012-06-13 | DALKE GARY R Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,667 70,333 owned after | $0.00 | 2012-06-15 | |
| 2012-06-13 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 35,333 owned after | $0.00 | 2012-06-15 | |
| 2012-06-13 | Jewell William R Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 21,000 owned after | $0.00 | 2012-06-15 | |
| 2012-06-13 | Beyersdorfer Jeffrey S. Officer (Sr. VP - Treasurer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,750 48,500 owned after | $0.00 | 2012-06-15 | |
| 2012-06-08 | CORNELIUS SIGMUND L Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,074 12,227 owned after | $0.00 | 2012-06-12 | |
| 2012-06-08 | BARTH CARIN MARCY Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,074 21,103 owned after | $0.00 | 2012-06-12 | |
| 2012-06-08 | Francis L Frederick Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,074 20,651 owned after | $0.00 | 2012-06-12 | |
| 2012-06-08 | Sanders William D Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,074 18,081 owned after | $0.00 | 2012-06-12 | |
| 2012-06-08 | Schmidt Ralph A Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,074 18,644 owned after | $0.00 | 2012-06-12 | |
| 2012-06-08 | Hogan Brian John Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,074 20,522 owned after | $0.00 | 2012-06-12 | |
| 2012-03-27 | Schmidt Ralph A Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,426 13,570 owned after | $0.00 | 2012-03-29 | |
| 2012-03-27 | Sanders William D Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,426 13,007 owned after | $0.00 | 2012-03-29 | |
| 2012-03-27 | Hogan Brian John Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,880 15,448 owned after | $0.00 | 2012-03-29 | |
| 2012-03-27 | Francis L Frederick Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,880 15,577 owned after | $0.00 | 2012-03-29 | |
| 2012-03-27 | BARTH CARIN MARCY Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,983 16,029 owned after | $0.00 | 2012-03-29 | |
| 2012-02-17 | Jewell William R Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 25,000 owned after | $0.00 | 2012-02-22 | |
| 2012-02-17 | Beyersdorfer Jeffrey S. Officer (Sr. VP - Treasurer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 64,250 owned after | $0.00 | 2012-02-22 | |
| 2012-02-17 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 42,000 owned after | $0.00 | 2012-02-22 | |
| 2012-02-17 | DALKE GARY R Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 93,000 owned after | $0.00 | 2012-02-22 | |
| 2012-02-17 | Smith Mark J Officer (President-Refining & Marketing) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,000 60,000 owned after | $0.00 | 2012-02-22 | |
| 2012-02-17 | Stevens Jeff A Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,000 75,000 owned after | $0.00 | 2012-02-22 | |
| 2012-01-03 | CORNELIUS SIGMUND L Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,153 7,153 owned after | $0.00 | 2012-01-05 |