Western Refining, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-30: Reporting owner Davis Karen Berriman; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-30: Reporting owner LAMP DAVID L; Form 4; Security Phantom Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-19: Reporting owner Davis Karen Berriman; Form 3; Security Phantom Stock; Transaction Holding.
- 2016-06-27: Reporting owner Hogan Brian John; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-30 | Davis Karen Berriman Officer (EVP and CFO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,017 14,709 owned after | $0.00 | 2017-01-03 | |
| 2016-12-30 | LAMP DAVID L Officer (President and COO) | 4 | Phantom Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −137,641 135,550 owned after | $0.00 | 2017-01-03 | |
| 2016-08-19 holding as of filing | Davis Karen Berriman Officer (EVP and CFO) | 3 | Phantom Stock Derivative · Direct | Holding | no price filed | 2016-08-19 | ||
| 2016-06-27 | Hogan Brian John Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,424 24,423 owned after | $0.00 | 2016-06-29 | |
| 2016-06-27 | Hogan Brian John Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,183 32,606 owned after | $0.00 | 2016-06-29 | |
| 2016-06-27 | Hassler Robert J Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,183 14,880 owned after | $0.00 | 2016-06-29 | |
| 2016-06-27 | Francis L Frederick Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,183 40,863 owned after | $0.00 | 2016-06-29 | |
| 2016-06-27 | CORNELIUS SIGMUND L Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,424 0 owned after | $0.00 | 2016-06-29 | |
| 2016-06-27 | CORNELIUS SIGMUND L Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,183 8,183 owned after | $0.00 | 2016-06-29 | |
| 2016-06-23 | LAMP DAVID L Officer (President and COO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137,641 137,641 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | LAMP DAVID L Officer (President and COO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,300 194,941 owned after | $0.00 | 2016-06-27 | |
| 2016-06-23 | LAMP DAVID L Officer (President and COO) | 4 | Phantom Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,250 273,191 owned after | $0.00 | 2016-06-27 | |
| 2016-06-17 | Sanders William D Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,938 0 owned after | $0.00 | 2016-06-17 | |
| 2016-05-13 | Smith Mark J Officer (President-Refining & Marketing) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,396 96,987 owned after | $0.00 | 2016-05-17 | |
| 2016-03-28 | Stevens Jeff A Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,913 162,940 owned after | $0.00 | 2016-03-30 | |
| 2016-03-28 | Stevens Jeff A Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +115,574 278,514 owned after | $0.00 | 2016-03-30 | |
| 2016-03-28 | Smith Mark J Officer (President-Refining & Marketing) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,646 50,070 owned after | $0.00 | 2016-03-30 | |
| 2016-03-28 | Smith Mark J Officer (President-Refining & Marketing) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,313 110,383 owned after | $0.00 | 2016-03-30 | |
| 2016-03-28 | Jewell William R Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,783 16,771 owned after | $0.00 | 2016-03-30 | |
| 2016-03-28 | Jewell William R Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,582 44,353 owned after | $0.00 | 2016-03-30 | |
| 2016-03-28 | DALKE GARY R Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,922 28,771 owned after | $0.00 | 2016-03-30 | |
| 2016-03-28 | DALKE GARY R Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,319 76,090 owned after | $0.00 | 2016-03-30 | |
| 2016-03-28 | Beyersdorfer Jeffrey S. Officer (Sr. VP - Treasurer & Ast. Sec.) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,589 18,782 owned after | $0.00 | 2016-03-30 | |
| 2016-03-28 | Beyersdorfer Jeffrey S. Officer (Sr. VP - Treasurer & Ast. Sec.) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,853 51,635 owned after | $0.00 | 2016-03-30 | |
| 2016-03-28 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,841 25,642 owned after | $0.00 | 2016-03-30 | |
| 2016-03-28 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,170 67,812 owned after | $0.00 | 2016-03-30 | |
| 2016-01-04 | BARTH CARIN MARCY Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,428 0 owned after | $0.00 | 2016-01-06 |