Western Refining, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-10: Reporting owner Hassler Robert J; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-10: Reporting owner Schmidt Ralph A; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-25: Reporting owner WEAVER SCOTT D; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-25: Reporting owner Foster Paul L; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-10 | Hassler Robert J Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,273 3,273 owned after | $0.00 | 2014-11-13 | |
| 2014-11-10 | Schmidt Ralph A Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,749 0 owned after | $0.00 | 2014-11-13 | |
| 2014-09-25 | WEAVER SCOTT D Director, Officer (VP, Asst. Treasurer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,691 1,691 owned after | $0.00 | 2014-09-26 | |
| 2014-09-25 | Foster Paul L Director, Officer (Chairman of BOD, Exec. Chair), 10% Owner | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,691 1,691 owned after | $0.00 | 2014-09-26 | |
| 2014-06-25 | CORNELIUS SIGMUND L Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,704 0 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | CORNELIUS SIGMUND L Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,901 3,901 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | Schmidt Ralph A Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,901 20,749 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | Sanders William D Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,901 18,514 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | Hogan Brian John Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,704 20,522 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | Hogan Brian John Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,901 24,423 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | Francis L Frederick Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,901 29,256 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | BARTH CARIN MARCY Director | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,704 21,103 owned after | $0.00 | 2014-06-27 | |
| 2014-06-25 | BARTH CARIN MARCY Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,901 25,004 owned after | $0.00 | 2014-06-27 | |
| 2014-05-15 | Stevens Jeff A Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −710 154,471 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | Smith Mark J Officer (President-Refining & Marketing) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,876 58,653 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | Jewell William R Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 20,621 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | DALKE GARY R Officer (Chief Financial Officer) | 4 | Restricted Share Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,999 36,277 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | Beyersdorfer Jeffrey S. Officer (Sr. VP - Treasurer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,007 28,478 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,999 32,236 owned after | $0.00 | 2014-05-19 | |
| 2014-03-26 | Stevens Jeff A Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,333 107,534 owned after | $0.00 | 2014-03-28 | |
| 2014-03-26 | Stevens Jeff A Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,647 155,181 owned after | $0.00 | 2014-03-28 | |
| 2014-03-26 | Smith Mark J Officer (President-Refining & Marketing) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,649 57,505 owned after | $0.00 | 2014-03-28 | |
| 2014-03-26 | Smith Mark J Officer (President-Refining & Marketing) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,024 70,529 owned after | $0.00 | 2014-03-28 | |
| 2014-03-26 | Jewell William R Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,584 22,998 owned after | $0.00 | 2014-03-28 | |
| 2014-03-26 | Jewell William R Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,956 28,954 owned after | $0.00 | 2014-03-28 | |
| 2014-03-26 | DALKE GARY R Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,432 57,058 owned after | $0.00 | 2014-03-28 | |
| 2014-03-26 | DALKE GARY R Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,218 67,276 owned after | $0.00 | 2014-03-28 | |
| 2014-03-26 | Beyersdorfer Jeffrey S. Officer (Sr. VP - Treasurer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,077 39,391 owned after | $0.00 | 2014-03-28 | |
| 2014-03-26 | Beyersdorfer Jeffrey S. Officer (Sr. VP - Treasurer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,094 46,485 owned after | $0.00 | 2014-03-28 | |
| 2014-03-26 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,950 37,129 owned after | $0.00 | 2014-03-28 | |
| 2014-03-26 | Barfield Lowry Officer (Sr. VP Legal Gen Counsel & Sec) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,106 46,235 owned after | $0.00 | 2014-03-28 |