VICON INDUSTRIES INC /NY/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-10: Reporting owner Chestnutt Charles; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-29: Reporting owner Ledenko Robert; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-29: Reporting owner Ledenko Robert; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-29: Reporting owner Chestnutt Charles; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-10 | Chestnutt Charles Officer (Executive Vice President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,313 189,785 owned after | $0.44 exercise price | 2014-11-12 | |
| 2014-08-29 | Ledenko Robert Officer (Senior VP-Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,298 30,298 owned after | $2.46 exercise price | 2014-09-03 | |
| 2014-08-29 | Ledenko Robert Officer (Senior VP-Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,873 68,171 owned after | $1.78 exercise price | 2014-09-03 | |
| 2014-08-29 | Chestnutt Charles Director, Officer (Executive Vice President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,313 6,313 owned after | $0.44 exercise price | 2014-09-03 | |
| 2014-08-29 | Chestnutt Charles Director, Officer (Executive Vice President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,782 18,095 owned after | $0.44 exercise price | 2014-09-03 | |
| 2014-08-29 | Chestnutt Charles Director, Officer (Executive Vice President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,362 29,457 owned after | $2.26 exercise price | 2014-09-03 | |
| 2014-08-29 | Chestnutt Charles Director, Officer (Executive Vice President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,574 37,031 owned after | $5.27 exercise price | 2014-09-03 | |
| 2014-08-29 | Chestnutt Charles Director, Officer (Executive Vice President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,574 44,605 owned after | $8.40 exercise price | 2014-09-03 | |
| 2014-08-29 | Chestnutt Charles Director, Officer (Executive Vice President & COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,873 82,478 owned after | $1.78 exercise price | 2014-09-03 | |
| 2014-03-28 | DARBY KENNETH M Director, Officer (CHAIRMAN & CEO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,000 40,000 owned after | $4.79 exercise price | 2014-04-01 | |
| 2014-03-28 | DARBY KENNETH M Director, Officer (CHAIRMAN & CEO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −25,000 15,000 owned after | $5.00 exercise price | 2014-04-01 | |
| 2014-03-28 | DARBY KENNETH M Director, Officer (CHAIRMAN & CEO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | $4.06 exercise price | 2014-04-01 | |
| 2014-02-06 | WRIGHT DAVID W Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.29 exercise price | 2014-02-07 |