VICON INDUSTRIES INC /NY/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-09: Reporting owner TIEDEMANN JULIAN A; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-09: Reporting owner Budano Joseph; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-09: Reporting owner Messinger Gioia; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-06-09: Reporting owner ROCHE ARTHUR D; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-09 | TIEDEMANN JULIAN A Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 22,500 owned after | $1.48 exercise price | 2015-06-11 | |
| 2015-06-09 | Budano Joseph Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $1.48 exercise price | 2015-06-11 | |
| 2015-06-09 | Messinger Gioia Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $1.48 exercise price | 2015-06-11 | |
| 2015-06-09 | ROCHE ARTHUR D Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 32,000 owned after | $1.48 exercise price | 2015-06-11 | |
| 2015-06-09 | HORN PETER A Officer (VICE PRESIDENT-OPERATIONS) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 44,500 owned after | $1.48 exercise price | 2015-06-11 | |
| 2015-06-09 | MCGOWAN BRET M Officer (SENIOR VP SALES & MARKETING) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 37,500 owned after | $1.48 exercise price | 2015-06-11 | |
| 2015-06-09 | BADKE JOHN M Officer (SENIOR VP FINANCE/CFO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 55,500 owned after | $1.48 exercise price | 2015-06-11 |