VICON INDUSTRIES INC /NY/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-10-25: Reporting owner JACOVINO FRANCIS L; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-25: Reporting owner MCGOWAN BRET M; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-25: Reporting owner BADKE JOHN M; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-25: Reporting owner HORN PETER A; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-10-25 | JACOVINO FRANCIS L Officer (VP-TECHNOLOGY & DEVELOPMENT) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 28,500 owned after | $3.31 exercise price | 2011-10-27 | |
| 2011-10-25 | MCGOWAN BRET M Officer (VP-SALES) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 40,076 owned after | $3.31 exercise price | 2011-10-27 | |
| 2011-10-25 | BADKE JOHN M Officer (SENIOR VP FINANCE/CFO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 46,500 owned after | $3.31 exercise price | 2011-10-27 | |
| 2011-10-25 | HORN PETER A Officer (VP-OPERATIONS) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 37,000 owned after | $3.31 exercise price | 2011-10-27 | |
| 2011-10-25 | PROVINSAL MARK S Officer (VP-MARKETING & PRODUCT MGMT.) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 24,500 owned after | $3.31 exercise price | 2011-10-27 | |
| 2011-10-25 | NEUMANN PETER F Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 24,500 owned after | $3.31 exercise price | 2011-10-27 | |
| 2011-10-25 | REYNOLDS BERNARD F Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 25,000 owned after | $3.31 exercise price | 2011-10-27 | |
| 2011-10-25 | ROBERTSON W GREGORY Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 24,500 owned after | $3.31 exercise price | 2011-10-27 | |
| 2011-10-25 | ROCHE ARTHUR D Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 24,500 owned after | $3.31 exercise price | 2011-10-27 | |
| 2011-10-25 | TIEDEMANN JULIAN A Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.31 exercise price | 2011-10-27 | |
| 2011-05-26 | HORN PETER A Officer (VP-OPERATIONS) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 30,500 owned after | $3.00 exercise price | 2011-05-27 | |
| 2011-05-24 | Wall Christopher J Officer (MANAGING DIRECTOR-VICON LTD.) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 35,000 owned after | $3.00 exercise price | 2011-05-25 | |
| 2011-05-24 | MCGOWAN BRET M Officer (VP - SALES) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 33,576 owned after | $3.00 exercise price | 2011-05-25 | |
| 2011-05-24 | BADKE JOHN M Officer (SENIOR VP FINANCE/CFO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 40,000 owned after | $3.00 exercise price | 2011-05-25 |