VICON INDUSTRIES INC /NY/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-05: Reporting owner MALONEY CLIFTON H W; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-05: Reporting owner NEUMANN PETER F; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-05: Reporting owner NEUMANN PETER F; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-05: Reporting owner ROBERTSON W GREGORY; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-05 | MALONEY CLIFTON H W Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 34,500 owned after | $5.00 exercise price | 2008-11-07 | |
| 2008-11-05 | NEUMANN PETER F Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,700 8,200 owned after | $5.00 exercise price | 2008-11-07 | |
| 2008-11-05 | NEUMANN PETER F Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800 11,000 owned after | $5.00 exercise price | 2008-11-07 | |
| 2008-11-05 | ROBERTSON W GREGORY Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 24,500 owned after | $5.00 exercise price | 2008-11-07 | |
| 2008-11-05 | ROCHE ARTHUR D Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 17,500 owned after | $5.00 exercise price | 2008-11-07 | |
| 2008-11-05 | MCGOWAN BRET M Officer (VP-U.S. SALES & MARKETING) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 38,500 owned after | $5.00 exercise price | 2008-11-07 | |
| 2008-11-05 | Abiri Yigal Officer (GENERAL MGR-VICON SYSTEMS LTD.) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 21,500 owned after | $5.00 exercise price | 2008-11-07 | |
| 2008-11-05 | HORN PETER A Officer (VP - OPERATIONS) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 33,500 owned after | $5.00 exercise price | 2008-11-07 | |
| 2008-11-05 | BADKE JOHN M Officer (SENIOR VP FINANCE/CFO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 53,000 owned after | $5.00 exercise price | 2008-11-07 | |
| 2008-11-05 | Wall Christopher J Officer (MANAGING DIRECTOR-VICON LTD.) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 45,000 owned after | $5.00 exercise price | 2008-11-07 | |
| 2008-11-05 | DARBY KENNETH M Director, Officer (CHAIRMAN AND CEO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 71,129 owned after | $5.00 exercise price | 2008-11-07 | |
| 2008-11-04 | ROBERTSON W GREGORY Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,575 17,000 owned after | $2.80 exercise price | 2008-11-06 | |
| 2008-11-02 | Wall Christopher J Officer (MANAGING DIRECTOR-VICON LTD.) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 35,000 owned after | $2.80 exercise price | 2008-11-04 | |
| 2008-10-14 | MCGOWAN BRET M Officer (VP-U.S. SALES & MARKETING) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 33,500 owned after | $2.80 exercise price | 2008-10-14 | |
| 2008-08-05 | ROCHE ARTHUR D Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 10,000 owned after | $3.95 exercise price | 2008-08-06 | |
| 2008-05-22 | MALONEY CLIFTON H W Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 27,000 owned after | $4.79 exercise price | 2008-05-22 | |
| 2008-05-22 | NEUMANN PETER F Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $4.79 exercise price | 2008-05-22 | |
| 2008-05-22 | ROBERTSON W GREGORY Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 25,575 owned after | $4.79 exercise price | 2008-05-22 | |
| 2008-05-22 | ROCHE ARTHUR D Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 17,000 owned after | $4.79 exercise price | 2008-05-22 | |
| 2008-05-22 | Abiri Yigal Officer (GENERAL MGR-VICON SYSTEMS LTD.) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 16,500 owned after | $4.79 exercise price | 2008-05-22 | |
| 2008-05-22 | Wall Christopher J Officer (MANAGING DIRECTOR-VICON LTD.) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 45,000 owned after | $4.79 exercise price | 2008-05-22 | |
| 2008-05-22 | MCGOWAN BRET M Officer (VP-U.S. SALES & MARKETING) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 41,000 owned after | $4.79 exercise price | 2008-05-22 | |
| 2008-05-22 | HORN PETER A Officer (VP - OPERATIONS) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 26,000 owned after | $4.79 exercise price | 2008-05-22 | |
| 2008-05-22 | BADKE JOHN M Officer (SENIOR VP FINANCE/CFO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 45,000 owned after | $4.79 exercise price | 2008-05-22 | |
| 2008-05-22 | DARBY KENNETH M Director, Officer (CHAIRMAN/CEO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 46,129 owned after | $4.79 exercise price | 2008-05-22 | |
| 2008-05-16 | HORN PETER A Officer (VP - OPERATIONS) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 18,500 owned after | $2.80 exercise price | 2008-05-20 | |
| 2008-05-16 | BADKE JOHN M Officer (SENIOR VP FINANCE & CFO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 35,000 owned after | $2.80 exercise price | 2008-05-19 | |
| 2008-05-15 | PSHTISSKY YACOV A Officer (VP-TECHNOLOGY & DEVELOPMENT) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 15,500 owned after | $2.80 exercise price | 2008-05-19 |