VICON INDUSTRIES INC /NY/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-14: Reporting owner BADKE JOHN M; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-10-25: Reporting owner MALONEY CLIFTON H W; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-10-25: Reporting owner BADKE JOHN M; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-10-25: Reporting owner Abiri Yigal; Form 4; Security STOCK OPTION; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-14 | BADKE JOHN M Officer (SENIOR VP FINANCE/CFO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 53,500 owned after | $3.05 exercise price | 2006-11-20 | |
| 2006-10-25 | MALONEY CLIFTON H W Director | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $3.59 exercise price | 2006-11-20 | |
| 2006-10-25 | BADKE JOHN M Officer (SENIOR VP FINANCE/CFO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 66,000 owned after | $3.59 exercise price | 2006-11-20 | |
| 2006-10-25 | Abiri Yigal Officer (GENERAL MGR-VICON SYSTEMS LTD) | 4 | STOCK OPTION Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 25,000 owned after | $3.59 exercise price | 2006-11-17 | |
| 2006-10-25 | MCGOWAN BRET M Officer (VP - US SALES & MARKETING) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 39,500 owned after | $3.59 exercise price | 2006-11-17 | |
| 2006-10-25 | PSHTISSKY YACOV A Officer (VP - TECHNOLOGY & DEVELOPMENT) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 23,000 owned after | $3.59 exercise price | 2006-11-17 | |
| 2006-10-25 | HORN PETER A Officer (VP - OPERATIONS) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 32,000 owned after | $3.59 exercise price | 2006-11-17 | |
| 2006-10-25 | Wall Christopher J Officer (MANAGING DIRECTOR-VICON LTD.) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 35,000 owned after | $3.59 exercise price | 2006-11-17 | |
| 2006-10-25 | DARBY KENNETH M Director, Officer (Chairman & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 110,000 owned after | $3.59 exercise price | 2006-11-17 |