UNIVERSAL STAINLESS & ALLOY PRODUCTS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 28 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-11-30: Reporting owner Bacchus Judith L; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-11-30: Reporting owner TOLEDANO UDI; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-11-30: Reporting owner Kornblatt M. David; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-11-30: Reporting owner AYERS CHRISTOPHER L; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-11-30 | Bacchus Judith L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $8.28 exercise price | 2021-12-02 | |
| 2021-11-30 | TOLEDANO UDI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $8.28 exercise price | 2021-12-02 | |
| 2021-11-30 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $8.28 exercise price | 2021-12-02 | |
| 2021-11-30 | AYERS CHRISTOPHER L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $8.28 exercise price | 2021-12-02 | |
| 2021-11-11 | Arminas John Officer (Vice President, General Counse) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $9.35 exercise price | 2021-11-15 | |
| 2021-11-11 | Crosby Wendel Officer (V.P. of Manufacturing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $9.35 exercise price | 2021-11-15 | |
| 2021-11-11 | McIntosh Graham Officer (Executive Vice President and C) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $9.35 exercise price | 2021-11-15 | |
| 2021-11-11 | ZIMMER CHRISTOPHER M Officer (Executive Vice President and C) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $9.35 exercise price | 2021-11-15 | |
| 2021-11-11 | OATES DENNIS M Officer (President and Chief Executive) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $9.35 exercise price | 2021-11-15 | |
| 2021-08-31 | Bacchus Judith L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.97 exercise price | 2021-09-02 | |
| 2021-08-31 | TOLEDANO UDI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.97 exercise price | 2021-09-02 | |
| 2021-08-31 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.97 exercise price | 2021-09-02 | |
| 2021-08-31 | AYERS CHRISTOPHER L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.97 exercise price | 2021-09-02 | |
| 2021-05-31 | TOLEDANO UDI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.75 exercise price | 2021-06-02 | |
| 2021-05-31 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.75 exercise price | 2021-06-02 | |
| 2021-05-31 | Bacchus Judith L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.75 exercise price | 2021-06-02 | |
| 2021-05-31 | AYERS CHRISTOPHER L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.75 exercise price | 2021-06-02 | |
| 2021-05-21 holding as of filing | Crosby Wendel Officer (Vice President of Manufacturin) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $26.14 exercise price | 2021-05-21 | ||
| 2021-05-21 holding as of filing | Crosby Wendel Officer (Vice President of Manufacturin) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $11.18 exercise price | 2021-05-21 | ||
| 2021-05-21 holding as of filing | Crosby Wendel Officer (Vice President of Manufacturin) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.19 exercise price | 2021-05-21 | ||
| 2021-05-21 holding as of filing | Crosby Wendel Officer (Vice President of Manufacturin) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $20.29 exercise price | 2021-05-21 | ||
| 2021-05-21 holding as of filing | Crosby Wendel Officer (Vice President of Manufacturin) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $19.41 exercise price | 2021-05-21 | ||
| 2021-05-21 holding as of filing | Crosby Wendel Officer (Vice President of Manufacturin) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.39 exercise price | 2021-05-21 | ||
| 2021-05-21 holding as of filing | Crosby Wendel Officer (Vice President of Manufacturin) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $6.42 exercise price | 2021-05-21 | ||
| 2021-02-28 | Bacchus Judith L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.28 exercise price | 2021-03-02 | |
| 2021-02-28 | TOLEDANO UDI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.28 exercise price | 2021-03-02 | |
| 2021-02-28 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.28 exercise price | 2021-03-02 | |
| 2021-02-28 | AYERS CHRISTOPHER L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $10.28 exercise price | 2021-03-02 |