UNIVERSAL STAINLESS & ALLOY PRODUCTS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-30: Reporting owner TOLEDANO UDI; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-11-30: Reporting owner Kornblatt M. David; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-11-30: Reporting owner Bacchus Judith L; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-11-30: Reporting owner AYERS CHRISTOPHER L; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-30 | TOLEDANO UDI Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $19.73 exercise price | 2018-12-03 | |
| 2018-11-30 | Kornblatt M. David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $19.73 exercise price | 2018-12-03 | |
| 2018-11-30 | Bacchus Judith L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $19.73 exercise price | 2018-12-03 | |
| 2018-11-30 | AYERS CHRISTOPHER L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $19.73 exercise price | 2018-12-03 | |
| 2018-11-29 | ZIMMER CHRISTOPHER M Officer (Exec. VP & CCO) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $19.41 exercise price | 2018-12-04 | |
| 2018-11-29 | McIntosh Graham Officer (Exec VP & CTO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $19.41 exercise price | 2018-12-03 | |
| 2018-11-29 | MCGRATH PAUL A Officer (VP Admin, Gen Counsel & Secy) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $19.41 exercise price | 2018-12-03 | |
| 2018-11-29 | Snider Alyssa H Officer (VP & CHRO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $19.41 exercise price | 2018-12-03 | |
| 2018-11-29 | Scanlon Christopher Thomas Officer (VP Finance, Treasurer & CFO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $19.41 exercise price | 2018-12-03 | |
| 2018-11-29 | ZIMMER CHRISTOPHER M Officer (Exec. VP & CCO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 1,500 owned after | $19.41 exercise price | 2018-12-03 | |
| 2018-11-29 | OATES DENNIS M Officer (Chairman, President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,600 8,600 owned after | $19.41 exercise price | 2018-12-03 | |
| 2018-11-05 | Snider Alyssa H Officer (VP & CHRO) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $21.55 | 2018-11-08 | |
| 2018-09-19 | ZIMMER CHRISTOPHER M Officer (Exec VP & Chief Comercial Offi) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $16.98 exercise price | 2018-09-20 | |
| 2018-09-14 | MCGRATH PAUL A Officer (VP Admin, Gen. Counsel & Secy) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $16.98 exercise price | 2018-09-19 | |
| 2018-09-14 | OATES DENNIS M Officer (President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 0 owned after | $16.98 | 2018-09-19 | |
| 2018-08-31 | Bacchus Judith L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $29.74 | 2018-09-04 | |
| 2018-08-31 | Kornblatt M. David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $29.74 | 2018-09-04 | |
| 2018-08-31 | AYERS CHRISTOPHER L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $29.74 | 2018-09-04 | |
| 2018-08-07 | TOLEDANO UDI Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $12.20 | 2018-08-08 | |
| 2018-08-07 | TOLEDANO UDI Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $10.20 | 2018-08-08 | |
| 2018-08-02 | Kornblatt M. David Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $13.89 exercise price | 2018-08-03 | |
| 2018-05-31 | TOLEDANO UDI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $23.92 exercise price | 2018-06-04 | |
| 2018-05-31 | AYERS CHRISTOPHER L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $23.92 exercise price | 2018-06-04 | |
| 2018-05-31 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $23.92 exercise price | 2018-06-04 | |
| 2018-05-31 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $12.20 exercise price | 2018-06-04 | |
| 2018-05-31 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $10.20 exercise price | 2018-06-04 | |
| 2018-04-02 | Scanlon Christopher Thomas Officer (VP Finance, Treasurer & CFO) | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $27.50 | 2018-04-03 | |
| 2018-02-28 | TOLEDANO UDI Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $25.39 | 2018-03-02 | |
| 2018-02-28 | Kornblatt M. David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $25.39 | 2018-03-02 | |
| 2018-02-28 | DUNN DOUGLAS M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $25.39 | 2018-03-02 | |
| 2018-02-28 | AYERS CHRISTOPHER L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $25.39 | 2018-03-02 |