UNIVERSAL STAINLESS & ALLOY PRODUCTS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-11-30: Reporting owner Bacchus Judith L; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-11-30: Reporting owner TOLEDANO UDI; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-11-30: Reporting owner Kornblatt M. David; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-11-30: Reporting owner AYERS CHRISTOPHER L; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-11-30 | Bacchus Judith L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $6.90 exercise price | 2020-11-30 | |
| 2020-11-30 | TOLEDANO UDI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $6.90 exercise price | 2020-11-30 | |
| 2020-11-30 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $6.90 exercise price | 2020-11-30 | |
| 2020-11-30 | AYERS CHRISTOPHER L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $6.90 exercise price | 2020-11-30 | |
| 2020-11-20 | Arminas John Officer (Vice President, General Counse) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $6.42 exercise price | 2020-11-24 | |
| 2020-11-20 | McIntosh Graham Officer (Executive Vice President and C) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $6.42 exercise price | 2020-11-24 | |
| 2020-11-20 | Scanlon Christopher Thomas Officer (Vice President of Finance, Chi) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $6.42 exercise price | 2020-11-24 | |
| 2020-11-20 | ZIMMER CHRISTOPHER M Officer (Executive Vice President and C) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $6.42 exercise price | 2020-11-24 | |
| 2020-11-20 | OATES DENNIS M Officer (President and Chief Executive) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $6.42 exercise price | 2020-11-24 | |
| 2020-08-31 | Bacchus Judith L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $6.41 exercise price | 2020-09-01 | |
| 2020-08-31 | TOLEDANO UDI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $6.41 exercise price | 2020-09-01 | |
| 2020-08-31 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $6.41 exercise price | 2020-09-01 | |
| 2020-08-31 | AYERS CHRISTOPHER L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $6.41 exercise price | 2020-09-01 | |
| 2020-05-31 | Bacchus Judith L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.84 exercise price | 2020-06-02 | |
| 2020-05-31 | TOLEDANO UDI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.84 exercise price | 2020-06-02 | |
| 2020-05-31 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.84 exercise price | 2020-06-02 | |
| 2020-05-31 | AYERS CHRISTOPHER L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $7.84 exercise price | 2020-06-02 | |
| 2020-04-01 | Arminas John Officer (VP, Gen. Counsel & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $7.71 | 2020-04-16 | |
| 2020-02-28 | Bacchus Judith L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $11.91 exercise price | 2020-03-02 | |
| 2020-02-28 | Kornblatt M. David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $11.91 exercise price | 2020-03-02 | |
| 2020-02-28 | AYERS CHRISTOPHER L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $11.91 exercise price | 2020-03-02 | |
| 2020-02-28 | TOLEDANO UDI Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $11.91 exercise price | 2020-03-02 |