UNIVERSAL STAINLESS & ALLOY PRODUCTS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-22: Reporting owner MCGRATH PAUL A; Form 4; Security Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-22: Reporting owner McIntosh Graham; Form 4; Security Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-22: Reporting owner WILKIN ROSS C; Form 4; Security Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-22: Reporting owner ZIMMER CHRISTOPHER M; Form 4; Security Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-22 | MCGRATH PAUL A Officer (V.P. Admin., General Counsel) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $14.75 | 2016-12-27 | |
| 2016-12-22 | McIntosh Graham Officer (V. P. Technology & Chief Techn) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $14.75 | 2016-12-27 | |
| 2016-12-22 | WILKIN ROSS C Officer (V.P. Finance, CFO & Treasurer) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $14.75 | 2016-12-27 | |
| 2016-12-22 | ZIMMER CHRISTOPHER M Officer (Exec. V. P. & CCO) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $14.75 | 2016-12-27 | |
| 2016-12-22 | POLLOCK LARRY J Officer (Exec. V.P. & CMO) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $14.75 | 2016-12-27 | |
| 2016-12-22 | OATES DENNIS M Director, Officer (Chairman, President and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $14.75 | 2016-12-27 |