UNIVERSAL STAINLESS & ALLOY PRODUCTS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-11-30: Reporting owner Bacchus Judith L; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-11-30: Reporting owner TOLEDANO UDI; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-11-30: Reporting owner Kornblatt M. David; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-11-30: Reporting owner AYERS CHRISTOPHER L; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-11-30 | Bacchus Judith L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $13.85 exercise price | 2019-12-02 | |
| 2019-11-30 | TOLEDANO UDI Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $13.85 exercise price | 2019-12-02 | |
| 2019-11-30 | Kornblatt M. David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $13.85 exercise price | 2019-12-02 | |
| 2019-11-30 | AYERS CHRISTOPHER L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $13.85 exercise price | 2019-12-02 | |
| 2019-11-14 | MCGRATH PAUL A Officer (VP Admin, Gen Counsel & Secy.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $14.39 exercise price | 2019-11-15 | |
| 2019-11-14 | McIntosh Graham Officer (Exec. VP, Chief Technology Off) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $14.39 exercise price | 2019-11-15 | |
| 2019-11-14 | Snider Alyssa H Officer (VP & CHRO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $14.39 exercise price | 2019-11-15 | |
| 2019-11-14 | Scanlon Christopher Thomas Officer (CFO & Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 4,000 owned after | $14.39 exercise price | 2019-11-15 | |
| 2019-11-14 | ZIMMER CHRISTOPHER M Officer (VP, Chief Manufacturing Office) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $14.39 exercise price | 2019-11-15 | |
| 2019-11-14 | OATES DENNIS M Officer (Chairman, President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $14.39 exercise price | 2019-11-15 | |
| 2019-08-31 | Bacchus Judith L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $15.73 exercise price | 2019-09-04 | |
| 2019-08-31 | TOLEDANO UDI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $15.73 exercise price | 2019-09-04 | |
| 2019-08-31 | AYERS CHRISTOPHER L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $15.73 exercise price | 2019-09-04 | |
| 2019-08-31 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $15.73 exercise price | 2019-09-03 | |
| 2019-05-31 | Bacchus Judith L Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $12.88 exercise price | 2019-06-04 | |
| 2019-05-31 | TOLEDANO UDI Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $12.88 exercise price | 2019-06-04 | |
| 2019-05-31 | Kornblatt M. David Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $12.88 exercise price | 2019-06-04 | |
| 2019-05-31 | AYERS CHRISTOPHER L Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $12.88 exercise price | 2019-06-04 | |
| 2019-05-31 | Bacchus Judith L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $12.88 exercise price | 2019-06-03 | |
| 2019-05-31 | TOLEDANO UDI Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $12.88 exercise price | 2019-06-03 | |
| 2019-05-31 | Kornblatt M. David Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $12.88 exercise price | 2019-06-03 | |
| 2019-05-31 | AYERS CHRISTOPHER L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $12.88 exercise price | 2019-06-03 | |
| 2019-02-28 | Bacchus Judith L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $18.81 | 2019-03-01 | |
| 2019-02-28 | TOLEDANO UDI Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $18.81 | 2019-03-01 | |
| 2019-02-28 | Kornblatt M. David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $18.18 | 2019-03-01 | |
| 2019-02-28 | AYERS CHRISTOPHER L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $18.81 | 2019-03-01 |