UNIVERSAL STAINLESS & ALLOY PRODUCTS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-30: Reporting owner TOLEDANO UDI; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-30: Reporting owner Kornblatt M. David; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-30: Reporting owner DUNN DOUGLAS M; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-30: Reporting owner AYERS CHRISTOPHER L; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | TOLEDANO UDI Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $21.08 | 2017-12-01 | |
| 2017-11-30 | Kornblatt M. David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $21.08 | 2017-12-01 | |
| 2017-11-30 | DUNN DOUGLAS M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $21.08 | 2017-12-01 | |
| 2017-11-30 | AYERS CHRISTOPHER L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $21.08 | 2017-12-01 | |
| 2017-11-09 | OATES DENNIS M Director, Officer (Chairman, President and CEO) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,600 8,600 owned after | $20.29 | 2017-11-14 | |
| 2017-11-09 | MCGRATH PAUL A Officer (VP Admin., General Counsel) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $20.29 | 2017-11-14 | |
| 2017-11-09 | ZIMMER CHRISTOPHER M Officer (Exec. VP & CCO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $20.29 | 2017-11-14 | |
| 2017-11-09 | McIntosh Graham Officer (VP Technology & Chief Techolog) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $20.29 | 2017-11-14 | |
| 2017-08-31 | TOLEDANO UDI Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $17.94 | 2017-09-01 | |
| 2017-08-31 | Kornblatt M. David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $17.94 | 2017-09-01 | |
| 2017-08-31 | DUNN DOUGLAS M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $17.94 | 2017-09-01 | |
| 2017-08-31 | AYERS CHRISTOPHER L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $17.94 | 2017-09-01 | |
| 2017-05-31 | TOLEDANO UDI Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $18.00 | 2017-06-02 | |
| 2017-05-31 | Kornblatt M. David Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $18.00 | 2017-06-02 | |
| 2017-05-31 | DUNN DOUGLAS M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $18.00 | 2017-06-02 | |
| 2017-05-31 | AYERS CHRISTOPHER L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,250 1,250 owned after | $18.00 | 2017-06-02 |