TRANSWITCH CORP /DE Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 116 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-19: Reporting owner Chung Theodore; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-19: Reporting owner SHANKAR KRIS; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-19: Reporting owner SHANKAR KRIS; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-19: Reporting owner SHANKAR KRIS; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-19 | Chung Theodore Officer (VP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,748 85,778 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | SHANKAR KRIS Officer (Senior VP - Sales & Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,223 74,724 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | SHANKAR KRIS Officer (Senior VP - Sales & Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,053 77,777 owned after | $0.00 | 2011-05-23 | |
| 2011-05-19 | SHANKAR KRIS Officer (Senior VP - Sales & Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +527 78,304 owned after | $0.00 | 2011-05-23 | |
| 2011-03-10 | MONTRY GERALD F Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,069 39,320 owned after | $0.00 | 2011-03-14 | |
| 2011-03-10 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,023 22,905 owned after | $0.00 | 2011-03-14 | |
| 2011-03-10 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 26,251 owned after | $0.00 | 2011-03-14 | |
| 2011-03-10 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 25,815 owned after | $0.00 | 2011-03-14 | |
| 2011-03-10 | PAGOS JAMES M Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,728 33,656 owned after | $0.00 | 2011-03-14 | |
| 2011-03-10 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,364 24,073 owned after | $0.00 | 2011-03-14 | |
| 2011-03-10 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −417 9,714 owned after | $0.00 | 2011-03-14 | |
| 2011-03-10 | Khatibzadeh Mohammad Ali Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,403 207,292 owned after | $0.00 | 2011-03-14 | |
| 2011-03-10 | Bosi Robert A Officer (CFO, Principal Acct Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,987 64,588 owned after | $0.00 | 2011-03-14 | |
| 2011-03-10 | Chung Theodore Officer (VP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,688 51,283 owned after | $0.00 | 2011-03-14 | |
| 2011-03-10 | MACARI MICHAEL Officer (VP, Engineering and Operations) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,688 51,283 owned after | $0.00 | 2011-03-14 | |
| 2011-03-10 | SHANKAR KRIS Officer (Senior VP - Sales & Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,251 52,240 owned after | $0.00 | 2011-03-14 |