TRANSWITCH CORP /DE Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner Lynch Richard J.; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-31: Reporting owner AALAEI FARAJ; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-15: Reporting owner Lynch Richard J.; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-15: Reporting owner MONTRY GERALD F; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | Lynch Richard J. Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,690 57,573 owned after | $0.00 | 2012-12-31 | |
| 2012-12-31 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,010 33,973 owned after | $0.00 | 2012-12-31 | |
| 2012-12-15 | Lynch Richard J. Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,609 104,263 owned after | $0.00 | 2012-12-17 | |
| 2012-12-15 | MONTRY GERALD F Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,935 52,964 owned after | $0.00 | 2012-12-17 | |
| 2012-12-15 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,203 60,983 owned after | $0.00 | 2012-12-17 | |
| 2012-12-15 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,983 49,386 owned after | $0.00 | 2012-12-17 | |
| 2012-12-15 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,983 41,927 owned after | $0.00 | 2012-12-17 | |
| 2012-12-15 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,921 40,754 owned after | $0.00 | 2012-12-17 | |
| 2012-12-13 | Lynch Richard J. Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,549 61,182 owned after | $0.00 | 2012-12-17 | |
| 2012-12-13 | Lynch Richard J. Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,690 107,872 owned after | $0.00 | 2012-12-17 | |
| 2012-12-13 | MONTRY GERALD F Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,032 61,899 owned after | $0.00 | 2012-12-17 | |
| 2012-12-13 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,972 35,176 owned after | $0.00 | 2012-12-17 | |
| 2012-12-13 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,010 62,186 owned after | $0.00 | 2012-12-17 | |
| 2012-12-13 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,063 54,369 owned after | $0.00 | 2012-12-17 | |
| 2012-12-13 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,604 46,910 owned after | $0.00 | 2012-12-17 | |
| 2012-12-13 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,879 43,675 owned after | $0.00 | 2012-12-17 | |
| 2012-12-03 | Khatibzadeh Mohammad Ali Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,375 333,781 owned after | $0.00 | 2012-12-04 | |
| 2012-10-08 | Moshe Haim Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,883 103,287 owned after | $0.00 | 2012-10-10 | |
| 2012-10-08 | Bosi Robert A Officer (CFO, Principal Acct Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,304 68,529 owned after | $0.00 | 2012-10-10 | |
| 2012-08-06 | SHANKAR KRIS Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −507 83,278 owned after | $0.00 | 2012-08-07 | |
| 2012-05-21 | MONTRY GERALD F Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,254 59,566 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | MONTRY GERALD F Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,699 46,867 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,112 38,903 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,699 26,204 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,493 49,005 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,699 36,306 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,699 43,495 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,699 30,796 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 45,332 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,699 32,633 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | SHANKAR KRIS Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −264 84,805 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | SHANKAR KRIS Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,020 83,785 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | Bar-Niv Amir Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 103,287 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,604 49,005 owned after | $0.00 | 2012-05-22 | |
| 2012-05-21 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,699 36,306 owned after | $0.00 | 2012-05-22 | |
| 2012-05-17 | MONTRY GERALD F Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,989 52,877 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | MONTRY GERALD F Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,943 67,820 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | Khatibzadeh Mohammad Ali Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 368,156 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,989 38,003 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,012 40,015 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,989 44,164 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,334 52,498 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,989 45,275 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,334 53,609 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,989 41,308 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,886 46,194 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,989 42,631 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,035 48,666 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | Bosi Robert A Officer (CFO, Principal Acct Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 89,833 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | Chung Theodore Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 95,754 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | Chung Theodore Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,167 98,921 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | SHANKAR KRIS Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 85,069 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | Bar-Niv Amir Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 106,287 owned after | $0.00 | 2012-05-21 | |
| 2012-05-17 | Moshe Haim Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 117,170 owned after | $0.00 | 2012-05-21 | |
| 2012-03-22 | Chung Theodore Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +224 75,754 owned after | $0.00 | 2012-03-23 | |
| 2012-03-22 | SHANKAR KRIS Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +224 73,069 owned after | $0.00 | 2012-03-23 | |
| 2012-03-14 | Bosi Robert A Officer (CFO, Principal Acct Officer) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,106 77,833 owned after | $0.00 | 2012-03-19 | |
| 2012-03-14 | Bar-Niv Amir Officer (Sr. Vice President and GM) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,246 86,287 owned after | $0.00 | 2012-03-19 | |
| 2012-03-14 | Chung Theodore Officer (Vice President) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,913 75,530 owned after | $0.00 | 2012-03-19 | |
| 2012-03-14 | SHANKAR KRIS Officer (Senior Vice President) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,287 72,845 owned after | $0.00 | 2012-03-19 | |
| 2012-03-14 | MONTRY GERALD F Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,913 29,888 owned after | $0.00 | 2012-03-15 | |
| 2012-03-14 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −850 15,014 owned after | $0.00 | 2012-03-15 | |
| 2012-03-14 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,169 21,175 owned after | $0.00 | 2012-03-15 | |
| 2012-03-14 | CHEN HERBERT Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,382 22,286 owned after | $0.00 | 2012-03-15 | |
| 2012-03-14 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −957 18,319 owned after | $0.00 | 2012-03-15 | |
| 2012-03-14 | Lynch Richard J. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,169 19,642 owned after | $0.00 | 2012-03-15 | |
| 2012-03-14 | SHANKAR KRIS Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,287 72,845 owned after | $0.00 | 2012-03-15 | |
| 2012-03-14 | Khatibzadeh Mohammad Ali Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,402 268,156 owned after | $0.00 | 2012-03-15 | |
| 2012-03-14 | Bosi Robert A Officer (CFO, Principal Acct Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,106 77,833 owned after | $0.00 | 2012-03-15 | |
| 2012-03-14 | Chung Theodore Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,287 75,530 owned after | $0.00 | 2012-03-15 | |
| 2012-03-14 | Bar-Niv Amir Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,287 86,287 owned after | $0.00 | 2012-03-15 | |
| 2012-03-14 | Moshe Haim Officer (Sr. Vice President and GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,160 97,170 owned after | $0.00 | 2012-03-15 | |
| 2012-03-12 | SHANKAR KRIS Officer (Senior Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86 78,132 owned after | $0.00 | 2012-03-13 |