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TRANSWITCH CORP /DE Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2011

TRANSWITCH CORP /DE Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 116 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2011-12-29: Reporting owner Bar-Niv Amir; Form 3; Security Restricted Stock Units; Transaction Holding.
  • 2011-12-29: Reporting owner Bar-Niv Amir; Form 3; Security Restricted Stock Units; Transaction Holding.
  • 2011-12-29: Reporting owner Bar-Niv Amir; Form 3; Security Restricted Stock Units; Transaction Holding.
  • 2011-12-29: Reporting owner Bar-Niv Amir; Form 3; Security Restricted Stock Units; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2011-12-29
holding as of filing
Bar-Niv Amir
Officer (Sr. Vice President and GM)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2011-12-29
2011-12-29
holding as of filing
Bar-Niv Amir
Officer (Sr. Vice President and GM)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2011-12-29
2011-12-29
holding as of filing
Bar-Niv Amir
Officer (Sr. Vice President and GM)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2011-12-29
2011-12-29
holding as of filing
Bar-Niv Amir
Officer (Sr. Vice President and GM)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2011-12-29
2011-12-29
holding as of filing
Bar-Niv Amir
Officer (Sr. Vice President and GM)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2011-12-29
2011-12-29
holding as of filing
Moshe Haim
Officer (Sr. Vice President and GM)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2011-12-29
2011-12-29
holding as of filing
Moshe Haim
Officer (Sr. Vice President and GM)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2011-12-29
2011-12-29
holding as of filing
Moshe Haim
Officer (Sr. Vice President and GM)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2011-12-29
2011-12-29
holding as of filing
Moshe Haim
Officer (Sr. Vice President and GM)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2011-12-29
2011-12-29
holding as of filing
Moshe Haim
Officer (Sr. Vice President and GM)
3Restricted Stock Units
Derivative · Direct
Holdingno price filed2011-12-29
2011-12-15Baer Thomas H
Director
4/ARestricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,169
17,361 owned after
$0.002011-12-27
2011-12-15Baer Thomas H
Director
4/ARestricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,983
22,344 owned after
$0.002011-12-27
2011-12-15Baer Thomas H
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,169
17,361 owned after
$0.002011-12-19
2011-12-15Baer Thomas H
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,781
21,142 owned after
$0.002011-12-19
2011-12-15MONTRY GERALD F
Director, Officer (CHAIRMAN)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,913
22,866 owned after
$0.002011-12-19
2011-12-15MONTRY GERALD F
Director, Officer (CHAIRMAN)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8,935
31,801 owned after
$0.002011-12-19
2011-12-15Khatibzadeh Mohammad Ali
Officer (Chief Executive Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,402
275,558 owned after
$0.002011-12-19
2011-12-15CHEN HERBERT
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,382
18,685 owned after
$0.002011-12-19
2011-12-15CHEN HERBERT
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,983
23,668 owned after
$0.002011-12-19
2011-12-15AALAEI FARAJ
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+850
14,661 owned after
$0.002011-12-19
2011-12-15AALAEI FARAJ
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,203
15,864 owned after
$0.002011-12-19
2011-12-15SRINIVASAN SAM
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+957
16,355 owned after
$0.002011-12-19
2011-12-15SRINIVASAN SAM
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,921
19,276 owned after
$0.002011-12-19
2011-12-15Lynch Richard J.
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,169
17,202 owned after
$0.002011-12-19
2011-12-15Lynch Richard J.
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,609
20,811 owned after
$0.002011-12-19
2011-12-15SHANKAR KRIS
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,287
77,931 owned after
$0.002011-12-19
2011-12-15SHANKAR KRIS
Officer (Senior Vice President)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+287
78,218 owned after
$0.002011-12-19
2011-12-15Bosi Robert A
Officer (CFO, Principal Acct Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,106
84,939 owned after
$0.002011-12-19
2011-12-15Chung Theodore
Officer (Vice President)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,287
80,817 owned after
$0.002011-12-19
2011-12-10SHANKAR KRIS
Officer (Senior Vice President)
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−503
72,644 owned after
$0.002011-12-13
2011-12-10AALAEI FARAJ
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,591
13,811 owned after
$0.002011-12-12
2011-12-10MONTRY GERALD F
Director, Officer (CHAIRMAN)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−11,819
20,953 owned after
$0.002011-12-12
2011-12-10Baer Thomas H
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
16,192 owned after
$0.002011-12-12
2011-12-10CHEN HERBERT
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,773
17,303 owned after
$0.002011-12-12
2011-12-10SRINIVASAN SAM
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,864
15,398 owned after
$0.002011-12-12
2011-12-10Lynch Richard J.
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−9,714
16,033 owned after
$0.002011-12-12
2011-12-01Khatibzadeh Mohammad Ali
Officer (Chief Executive Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−34,375
268,156 owned after
$0.002011-12-01
2011-09-15SHANKAR KRIS
Officer (Senior VP - Sales & Marketing)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+244
73,147 owned after
$0.002011-09-16
2011-08-17Bosi Robert A
Officer (CFO, Principal Acct Officer)
4/ARestricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,103
77,833 owned after
$0.002011-08-23
2011-08-17SHANKAR KRIS
Officer (Senior VP - Sales & Marketing)
4/ARestricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,053
72,903 owned after
$0.002011-08-23
2011-08-17MACARI MICHAEL
Officer (VP, Engineering and Operations)
4/ARestricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,748
56,482 owned after
$0.002011-08-23
2011-08-17Chung Theodore
Officer (VP, Business Development)
4/ARestricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,748
75,530 owned after
$0.002011-08-23
2011-08-17MONTRY GERALD F
Director, Officer (CHAIRMAN)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,031
32,772 owned after
$0.002011-08-19
2011-08-17Khatibzadeh Mohammad Ali
Officer (Chief Executive Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,274
302,531 owned after
$0.002011-08-19
2011-08-17AALAEI FARAJ
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−364
15,402 owned after
$0.002011-08-19
2011-08-17Baer Thomas H
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−667
21,192 owned after
$0.002011-08-19
2011-08-17CHEN HERBERT
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−788
22,076 owned after
$0.002011-08-19
2011-08-17PAGOS JAMES M
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−970
15,055 owned after
$0.002011-08-19
2011-08-17SRINIVASAN SAM
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−546
19,262 owned after
$0.002011-08-19
2011-08-17Lynch Richard J.
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−606
25,747 owned after
$0.002011-08-19
2011-08-17Bosi Robert A
Officer (CFO, Principal Acct Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,103
77,833 owned after
$0.002011-08-19
2011-08-17Chung Theodore
Officer (VP, Business Development)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,748
75,530 owned after
$0.002011-08-19
2011-08-17SHANKAR KRIS
Officer (Senior VP - Sales & Marketing)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,053
72,903 owned after
$0.002011-08-19
2011-08-17MACARI MICHAEL
Officer (VP, Engineering and Operations)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,748
56,482 owned after
$0.002011-08-19
2011-08-06AALAEI FARAJ
Director
4Restricted Stock Unit
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,188
15,766 owned after
$0.002011-08-09
2011-08-06SHANKAR KRIS
Officer (Senior VP - Sales & Marketing)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−821
75,956 owned after
$0.002011-08-09
2011-08-05SHANKAR KRIS
Officer (Senior VP - Sales & Marketing)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−507
76,777 owned after
$0.002011-08-09
2011-05-20MONTRY GERALD F
Director, Officer (CHAIRMAN)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,667
44,637 owned after
$0.002011-05-23
2011-05-20MONTRY GERALD F
Director, Officer (CHAIRMAN)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,834
33,803 owned after
$0.002011-05-23
2011-05-20AALAEI FARAJ
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,667
20,413 owned after
$0.002011-05-23
2011-05-20AALAEI FARAJ
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,459
18,954 owned after
$0.002011-05-23
2011-05-20Baer Thomas H
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,667
26,443 owned after
$0.002011-05-23
2011-05-20Baer Thomas H
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,584
21,859 owned after
$0.002011-05-23
2011-05-20CHEN HERBERT
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,667
27,239 owned after
$0.002011-05-23
2011-05-20CHEN HERBERT
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,375
22,864 owned after
$0.002011-05-23
2011-05-20PAGOS JAMES M
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,667
24,150 owned after
$0.002011-05-23
2011-05-20PAGOS JAMES M
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,125
16,025 owned after
$0.002011-05-23
2011-05-20SRINIVASAN SAM
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,667
23,350 owned after
$0.002011-05-23
2011-05-20SRINIVASAN SAM
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,542
19,808 owned after
$0.002011-05-23
2011-05-20Bosi Robert A
Officer (CFO, Principal Acct Officer)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−11,200
81,936 owned after
$0.002011-05-23
2011-05-20MACARI MICHAEL
Officer (VP, Engineering and Operations)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,500
59,230 owned after
$0.002011-05-23
2011-05-20Chung Theodore
Officer (VP, Business Development)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,500
78,278 owned after
$0.002011-05-23
2011-05-20SHANKAR KRIS
Officer (Senior VP - Sales & Marketing)
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,020
77,284 owned after
$0.002011-05-23
2011-05-19MONTRY GERALD F
Director, Officer (CHAIRMAN)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,699
52,019 owned after
$0.002011-05-23
2011-05-19MONTRY GERALD F
Director, Officer (CHAIRMAN)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8,254
60,273 owned after
$0.002011-05-23
2011-05-19MONTRY GERALD F
Director, Officer (CHAIRMAN)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,031
61,304 owned after
$0.002011-05-23
2011-05-19Khatibzadeh Mohammad Ali
Officer (Chief Executive Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+95,239
302,531 owned after
$0.002011-05-23
2011-05-19Khatibzadeh Mohammad Ali
Officer (Chief Executive Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,274
306,805 owned after
$0.002011-05-23
2011-05-19AALAEI FARAJ
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,699
35,604 owned after
$0.002011-05-23
2011-05-19AALAEI FARAJ
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,112
36,716 owned after
$0.002011-05-23
2011-05-19AALAEI FARAJ
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+364
37,080 owned after
$0.002011-05-23
2011-05-19Baer Thomas H
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,699
38,950 owned after
$0.002011-05-23
2011-05-19Baer Thomas H
Director
4Restructed Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,493
42,443 owned after
$0.002011-05-23
2011-05-19Baer Thomas H
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+667
43,110 owned after
$0.002011-05-23
2011-05-19CHEN HERBERT
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,699
38,514 owned after
$0.002011-05-23
2011-05-19CHEN HERBERT
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,604
43,118 owned after
$0.002011-05-23
2011-05-19CHEN HERBERT
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+788
43,906 owned after
$0.002011-05-23
2011-05-19PAGOS JAMES M
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,191
39,847 owned after
$0.002011-05-23
2011-05-19PAGOS JAMES M
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+970
40,817 owned after
$0.002011-05-23
2011-05-19SRINIVASAN SAM
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,699
36,772 owned after
$0.002011-05-23
2011-05-19SRINIVASAN SAM
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,699
39,471 owned after
$0.002011-05-23
2011-05-19SRINIVASAN SAM
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+546
40,017 owned after
$0.002011-05-23
2011-05-19Lynch Richard J.
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,699
22,413 owned after
$0.002011-05-23
2011-05-19Lynch Richard J.
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,334
25,747 owned after
$0.002011-05-23
2011-05-19Lynch Richard J.
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+606
26,353 owned after
$0.002011-05-23
2011-05-19Bosi Robert A
Officer (CFO, Principal Acct Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+24,445
89,033 owned after
$0.002011-05-23
2011-05-19Bosi Robert A
Officer (CFO, Principal Acct Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,103
93,136 owned after
$0.002011-05-23
2011-05-19MACARI MICHAEL
Officer (VP, Engineering and Operations)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,699
63,982 owned after
$0.002011-05-23
2011-05-19MACARI MICHAEL
Officer (VP, Engineering and Operations)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,748
66,730 owned after
$0.002011-05-23
2011-05-19Chung Theodore
Officer (VP, Business Development)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+31,747
83,030 owned after
$0.002011-05-23