TRANSWITCH CORP /DE Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-11: Reporting owner AALAEI FARAJ; Form 4; Security Restricted Stock Units; Transaction Holding.
- 2009-12-09: Reporting owner Khatibzadeh Mohammad Ali; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-09: Reporting owner SRINIVASAN SAM; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-09: Reporting owner PAGOS JAMES M; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-11 holding as of filing | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Indirect · Faraj Aalaei and Susan Akbarpour Living Trust dated January 14, 2000. | Holding | 16,129 owned after | no price filed | 2009-12-11 | |
| 2009-12-09 | Khatibzadeh Mohammad Ali Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +137,500 137,500 owned after | $0.00 | 2009-12-11 | |
| 2009-12-09 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,498 19,627 owned after | $0.00 | 2009-12-11 | |
| 2009-12-09 | PAGOS JAMES M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,025 24,154 owned after | $0.00 | 2009-12-11 | |
| 2009-12-09 | MONTRY GERALD F Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,699 26,828 owned after | $0.00 | 2009-12-11 | |
| 2009-12-09 | Crawford Michael Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,646 17,775 owned after | $0.00 | 2009-12-11 | |
| 2009-12-09 | CHEN HERBERT Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,321 20,450 owned after | $0.00 | 2009-12-11 | |
| 2009-12-09 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,527 20,656 owned after | $0.00 | 2009-12-11 | |
| 2009-12-09 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,440 7,815 owned after | $0.00 | 2009-12-11 | |
| 2009-10-08 | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +144,928 158,064 owned after | $0.00 | 2009-10-13 | |
| 2009-10-08 | Bosi Robert A Officer (CFO, Principal Acct Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +170,435 170,435 owned after | $0.00 | 2009-10-13 | |
| 2009-10-08 | Chung Theodore Officer (VP, Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +144,928 144,928 owned after | $0.00 | 2009-10-13 | |
| 2009-10-08 | MACARI MICHAEL Officer (VP, Engineering and Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +144,928 144,928 owned after | $0.00 | 2009-10-13 | |
| 2009-09-01 | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,569 13,136 owned after | $0.00 | 2009-09-03 | |
| 2009-08-14 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,501 51,000 owned after | $0.00 | 2009-08-17 | |
| 2009-05-26 holding as of filing | SHANKAR KRIS Officer (VP, Worldwide Sales Marketing) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2009-05-26 | ||
| 2009-05-21 | SRINIVASAN SAM Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,032 129,032 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | PAGOS JAMES M Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,032 129,032 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | MONTRY GERALD F Director, Officer (CHAIRMAN) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,032 129,032 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | Crawford Michael Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,032 129,032 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | CHEN HERBERT Director, 10% Owner | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,032 129,032 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | Baer Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,032 129,032 owned after | $0.00 | 2009-05-26 | |
| 2009-05-21 | AALAEI FARAJ Director | 4 | Restricted Stock Units Derivative · Indirect · Faraj Aalaei and Susan Akbarpour Living Trust dated January 14, 2000. | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,032 129,032 owned after | $0.00 | 2009-05-26 |