TIME WARNER CABLE INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-07-08: Reporting owner WAYNE PACE; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-07-08: Reporting owner Haje Peter R; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-07-08: Reporting owner CHANG DAVID C; Form 4; Security Director Deferred Stock Unit; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-06-08: Reporting owner Lawrence-Apfelbaum Marc; Form 4; Security Phantom Stock Units; Transaction I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-07-08 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +857 6,433 owned after | $0.00 | 2010-07-09 | |
| 2010-07-08 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +564 4,765 owned after | $0.00 | 2010-07-09 | |
| 2010-07-08 | CHANG DAVID C Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +722 3,984 owned after | $0.00 | 2010-07-09 | |
| 2010-06-08 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Phantom Stock Units Derivative · Indirect · By Deferred Compensation Plan | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −12 0 owned after | $52.19 | 2010-06-10 | |
| 2010-04-02 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,499 32,964 owned after | $0.00 | 2010-04-06 | |
| 2010-04-02 | MARCUS ROBERT D Officer (Senior EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,044 89,826 owned after | $0.00 | 2010-04-06 | |
| 2010-04-02 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,249 42,173 owned after | $0.00 | 2010-04-06 | |
| 2010-04-02 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −611 15,390 owned after | $0.00 | 2010-04-06 | |
| 2010-04-02 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,799 23,615 owned after | $0.00 | 2010-04-06 | |
| 2010-04-02 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,324 20,090 owned after | $0.00 | 2010-04-06 | |
| 2010-04-02 | BRITT GLENN Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,642 285,024 owned after | $0.00 | 2010-04-06 | |
| 2010-04-02 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,228 137,519 owned after | $0.00 | 2010-04-06 | |
| 2010-03-15 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Phantom Stock Units Derivative · Indirect · By Deferred Compensation Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 12 owned after | $48.39 | 2010-03-17 | |
| 2010-03-03 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,231 22,414 owned after | $0.00 | 2010-03-05 | |
| 2010-03-03 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,231 26,414 owned after | $0.00 | 2010-03-05 | |
| 2010-03-03 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,296 48,422 owned after | $0.00 | 2010-03-04 | |
| 2010-03-03 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,693 155,747 owned after | $0.00 | 2010-03-04 | |
| 2010-03-02 | MacKinnon Gail Officer (EVP & Chief Gov. Aff. Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −705 20,876 owned after | $0.00 | 2010-03-04 | |
| 2010-02-12 | ROSSETTI CARL UJ Officer (EVP & President, TWC Ventures) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,431 35,463 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | Osbourn William F Jr Officer (SVP & Controller) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,947 16,001 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | MARCUS ROBERT D Officer (Senior EVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,954 99,870 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | MacKinnon Gail Officer (EVP & Chief Gov. Rel. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,854 21,581 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | BRITT GLENN Director, Officer (Chairman, President & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,629 329,666 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | Stern Peter C Officer (EVP & Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,496 23,645 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | Hobbs Landel C Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,913 159,440 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | Lawrence-Apfelbaum Marc Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,468 27,645 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | East Ellen Officer (EVP, Chief Communic. Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,132 25,020 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | LaJoie Michael L Officer (EVP & Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,468 49,718 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | SHIRLEY EDWARD D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,593 5,912 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | NICHOLAS NJ JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,593 12,410 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | LOGAN DON Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,593 12,410 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | JAMES DONNA Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,593 5,912 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | Haje Peter R Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,593 12,410 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | COPELAND JAMES E JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,593 12,410 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | Sununu John E Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,593 5,912 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | CHANG DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,593 12,410 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | Castro Thomas H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,593 12,410 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | Black Carole Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,593 12,410 owned after | $0.00 | 2010-02-17 | |
| 2010-02-12 | WAYNE PACE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,593 10,500 owned after | $0.00 | 2010-02-17 | |
| 2010-01-08 | WAYNE PACE Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,264 5,576 owned after | $0.00 | 2010-01-11 | |
| 2010-01-08 | Haje Peter R Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +766 4,201 owned after | $0.00 | 2010-01-11 | |
| 2010-01-08 | CHANG DAVID C Director | 4 | Director Deferred Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +481 3,262 owned after | $0.00 | 2010-01-11 |