TEL-INSTRUMENT ELECTRONICS CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-05: Reporting owner Rice Robert A; Form 4/A; Security Stock Option Exercise; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-12-05: Reporting owner LEON GEORGE J; Form 4/A; Security Stock Option Exercise; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-12-05: Reporting owner LEON GEORGE J; Form 4; Security Stock Option Exercise; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-11-13: Reporting owner Rice Robert A; Form 4/A; Security Stock Option Exercise; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-05 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 16,500 owned after | $3.90 exercise price | 2014-08-07 | |
| 2012-12-05 | LEON GEORGE J Director | 4/A | Stock Option Exercise Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 15,800 owned after | $3.90 exercise price | 2014-07-25 | |
| 2012-12-05 | LEON GEORGE J Director | 4 | Stock Option Exercise Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +2,000 15,800 owned after | $3.90 exercise price | 2013-02-01 | |
| 2012-11-13 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 18,500 owned after | $4.10 exercise price | 2014-08-07 | |
| 2012-11-13 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 21,500 owned after | $4.10 exercise price | 2014-07-25 | |
| 2012-11-13 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 21,500 owned after | $4.10 exercise price | 2012-11-26 | |
| 2012-09-17 | OHARA JEFFREY C Director, Officer (President/CEO) | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 35,000 owned after | $3.60 exercise price | 2014-07-25 | |
| 2012-09-17 | OHARA JEFFREY C Director, Officer (President/CEO) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +10,000 35,000 owned after | $3.70 exercise price | 2012-11-26 | |
| 2012-09-12 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 22,000 owned after | $3.80 exercise price | 2014-07-25 | |
| 2012-09-12 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 22,000 owned after | $3.80 exercise price | 2012-11-26 | |
| 2012-08-30 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 22,500 owned after | $3.66 exercise price | 2014-07-25 | |
| 2012-08-30 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 22,500 owned after | $3.66 exercise price | 2012-11-26 | |
| 2012-08-13 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 23,000 owned after | $3.70 exercise price | 2014-07-25 | |
| 2012-08-13 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 23,000 owned after | $3.70 exercise price | 2012-11-26 | |
| 2012-07-13 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 23,500 owned after | $3.63 exercise price | 2014-07-25 | |
| 2012-07-13 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 23,500 owned after | $3.63 exercise price | 2012-11-26 | |
| 2012-06-29 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 23,500 owned after | $3.63 exercise price | 2014-08-07 | |
| 2012-06-29 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 23,000 owned after | $3.70 exercise price | 2014-08-07 | |
| 2012-06-29 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 22,500 owned after | $3.66 exercise price | 2014-08-07 | |
| 2012-06-29 | OHARA JEFFREY C Director, Officer (President/CEO) | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 45,000 owned after | $3.70 exercise price | 2014-07-24 | |
| 2012-06-29 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 23,500 owned after | $3.63 exercise price | 2012-07-11 | |
| 2012-06-29 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 23,000 owned after | $3.70 exercise price | 2012-07-11 | |
| 2012-06-29 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 22,500 owned after | $3.66 exercise price | 2012-07-11 | |
| 2012-06-29 | OHARA JEFF C Director, Officer (President/CEO) | 4 | Stock Option Exercise Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 181,600 owned after | $3.70 | 2012-07-10 | |
| 2012-06-29 | OHARA JEFF C Director, Officer (President/CEO) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 45,000 owned after | $3.70 exercise price | 2012-07-10 | |
| 2012-06-27 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 24,000 owned after | $3.63 exercise price | 2012-07-12 | |
| 2012-06-27 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 23,500 owned after | $3.70 exercise price | 2012-07-12 | |
| 2012-06-27 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 23,000 owned after | $3.66 exercise price | 2012-07-12 | |
| 2012-06-27 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 22,500 owned after | $3.80 exercise price | 2012-07-12 | |
| 2012-06-27 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 22,000 owned after | $4.10 exercise price | 2012-07-12 | |
| 2012-06-27 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,000 20,000 owned after | $3.90 exercise price | 2012-07-12 | |
| 2012-04-30 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 24,000 owned after | $3.62 exercise price | 2014-08-07 | |
| 2012-04-30 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 24,000 owned after | $3.62 exercise price | 2012-07-11 | |
| 2012-04-23 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 24,500 owned after | $3.62 exercise price | 2012-07-12 | |
| 2012-02-12 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 2,500 owned after | $3.10 exercise price | 2014-08-07 | |
| 2012-02-12 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 24,000 owned after | $3.10 exercise price | 2014-07-25 | |
| 2012-02-12 | LEON GEORGE J Director | 4 | Stock Option (right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 24,000 owned after | $3.10 exercise price | 2012-11-26 | |
| 2012-02-12 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 25,000 owned after | $3.10 exercise price | 2012-07-11 |