TEL-INSTRUMENT ELECTRONICS CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-06: Reporting owner Rice Robert A; Form 4/A; Security Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-06: Reporting owner LEON GEORGE J; Form 4/A; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-12-06: Reporting owner LEON GEORGE J; Form 4; Security Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2011-12-06: Reporting owner Rice Robert A; Form 4; Security Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-06 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 25,500 owned after | $3.06 exercise price | 2014-08-07 | |
| 2011-12-06 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 24,500 owned after | $3.06 exercise price | 2014-07-25 | |
| 2011-12-06 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500 24,500 owned after | $3.06 exercise price | 2012-11-26 | |
| 2011-12-06 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 25,500 owned after | $3.06 exercise price | 2012-07-11 | |
| 2011-12-06 | WALKER ROBERT H Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,500 26,500 owned after | $3.06 exercise price | 2011-02-09 | |
| 2011-11-13 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 26,500 owned after | $2.57 exercise price | 2014-08-08 | |
| 2011-11-13 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 26,000 owned after | $2.57 exercise price | 2014-07-25 | |
| 2011-11-13 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 26,000 owned after | $2.57 exercise price | 2012-11-26 | |
| 2011-11-13 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 26,500 owned after | $2.57 exercise price | 2011-12-08 | |
| 2011-11-13 | WALKER ROBERT H Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 28,000 owned after | $2.57 exercise price | 2011-02-09 | |
| 2011-11-11 | Rice Robert A Director | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 31,500 owned after | $6.60 exercise price | 2014-08-08 | |
| 2011-11-11 | Rice Robert A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 31,500 owned after | $6.60 exercise price | 2010-11-24 | |
| 2011-08-10 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 27,000 owned after | $2.80 exercise price | 2014-08-08 | |
| 2011-08-10 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 26,500 owned after | $2.80 exercise price | 2012-11-26 | |
| 2011-08-10 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 27,000 owned after | $2.80 exercise price | 2011-12-08 | |
| 2011-08-10 | WALKER ROBERT H Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 28,500 owned after | $2.80 exercise price | 2011-02-09 | |
| 2011-06-28 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 27,500 owned after | $2.05 exercise price | 2014-08-07 | |
| 2011-06-28 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 27,000 owned after | $2.05 exercise price | 2014-07-25 | |
| 2011-06-28 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 27,000 owned after | $2.05 exercise price | 2012-11-26 | |
| 2011-06-28 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 27,500 owned after | $2.05 exercise price | 2011-07-27 | |
| 2011-06-28 | WALKER ROBERT H Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 29,000 owned after | $2.05 exercise price | 2011-02-09 | |
| 2011-06-24 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 27,500 owned after | $2.03 exercise price | 2014-07-25 | |
| 2011-06-14 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 28,000 owned after | $2.03 exercise price | 2014-08-07 | |
| 2011-06-14 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 27,500 owned after | $2.03 exercise price | 2012-11-26 | |
| 2011-06-14 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 28,000 owned after | $2.03 exercise price | 2011-07-27 | |
| 2011-06-14 | WALKER ROBERT H Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 29,500 owned after | $2.03 exercise price | 2011-02-09 | |
| 2011-03-16 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 28,000 owned after | $3.85 exercise price | 2014-07-25 | |
| 2011-03-16 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 28,000 owned after | $3.85 exercise price | 2012-11-26 | |
| 2011-03-16 | WALKER ROBERT H Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 30,000 owned after | $3.85 exercise price | 2011-02-09 | |
| 2011-02-28 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 28,500 owned after | $3.55 exercise price | 2014-08-07 | |
| 2011-02-28 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 28,500 owned after | $3.55 exercise price | 2014-07-25 | |
| 2011-02-28 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 28,500 owned after | $3.55 exercise price | 2012-11-26 | |
| 2011-02-28 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 28,500 owned after | $3.55 exercise price | 2011-07-27 | |
| 2011-02-28 | WALKER ROBERT H Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 30,500 owned after | $3.55 exercise price | 2011-02-09 | |
| 2011-02-13 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 29,000 owned after | $3.95 exercise price | 2014-08-07 | |
| 2011-02-13 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 29,000 owned after | $3.95 exercise price | 2012-11-26 | |
| 2011-02-13 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 29,000 owned after | $3.95 exercise price | 2011-07-27 | |
| 2011-02-13 | WALKER ROBERT H Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 31,000 owned after | $3.95 exercise price | 2011-02-09 | |
| 2011-02-12 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 29,000 owned after | $3.95 exercise price | 2014-07-25 | |
| 2011-01-16 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 29,500 owned after | $3.30 exercise price | 2014-08-07 | |
| 2011-01-16 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 29,500 owned after | $3.30 exercise price | 2014-07-25 | |
| 2011-01-16 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 29,500 owned after | $3.30 exercise price | 2012-11-26 | |
| 2011-01-16 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 29,500 owned after | $3.30 exercise price | 2011-07-27 | |
| 2011-01-16 | WALKER ROBERT H Director | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +500 26,000 owned after | $3.30 exercise price | 2011-02-09 |