TEL-INSTRUMENT ELECTRONICS CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-11: Reporting owner OHARA JEFF C; Form 4; Security Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-05: Reporting owner WALKER ROBERT H; Form 4; Security Stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-05: Reporting owner Rice Robert A; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-05: Reporting owner LEON GEORGE J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-11 | OHARA JEFF C Director, Officer (President/COO) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,400 51,400 owned after | $2.00 exercise price | 2007-12-14 | |
| 2007-12-05 | WALKER ROBERT H Director | 4 | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 35,900 owned after | $3.90 exercise price | 2007-12-14 | |
| 2007-12-05 | Rice Robert A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 21,000 owned after | $3.90 exercise price | 2007-12-14 | |
| 2007-12-05 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 34,900 owned after | $3.90 exercise price | 2007-12-14 | |
| 2007-11-20 | LEON GEORGE J Director | 4 | Stock option exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,400 32,900 owned after | $2.00 exercise price | 2007-12-14 | |
| 2007-11-13 | WALKER ROBERT H Director | 4 | Stock option exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,400 33,900 owned after | $2.00 exercise price | 2007-12-14 | |
| 2007-11-13 | WALKER ROBERT H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 40,300 owned after | $4.10 exercise price | 2007-11-14 | |
| 2007-11-13 | Rice Robert A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 19,000 owned after | $4.10 exercise price | 2007-11-14 | |
| 2007-11-13 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 39,300 owned after | $4.10 exercise price | 2007-11-14 | |
| 2007-09-17 | OHARA JEFF C Director, Officer (President/COO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 57,800 owned after | $3.70 | 2007-09-20 | |
| 2007-09-12 | WALKER ROBERT H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 39,800 owned after | $3.80 exercise price | 2007-09-19 | |
| 2007-09-12 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 39,800 owned after | $3.80 exercise price | 2007-09-19 | |
| 2007-08-29 | WALKER ROBERT H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 39,300 owned after | $3.66 exercise price | 2007-08-31 | |
| 2007-08-29 | Rice Robert A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 18,500 owned after | $3.66 exercise price | 2007-08-31 | |
| 2007-08-29 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 38,300 owned after | $3.66 exercise price | 2007-08-31 | |
| 2007-08-14 | FLETCHER HAROLD K Director, Officer (Chairman/CEO) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +35,000 15,000 owned after | $2.31 exercise price | 2007-10-05 | |
| 2007-08-13 | WALKER ROBERT H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 38,800 owned after | $3.70 exercise price | 2007-08-16 | |
| 2007-08-13 | Rice Robert A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 18,000 owned after | $3.70 exercise price | 2007-08-16 | |
| 2007-08-13 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 37,800 owned after | $3.70 exercise price | 2007-08-16 | |
| 2007-08-10 | LEON GEORGE J Director | 4/A | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 26,500 owned after | $2.80 exercise price | 2014-07-25 | |
| 2007-07-13 | WALKER ROBERT H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 38,300 owned after | $3.63 exercise price | 2007-07-17 | |
| 2007-07-13 | Rice Robert A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 17,500 owned after | $3.63 exercise price | 2007-07-17 | |
| 2007-07-13 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 37,300 owned after | $3.63 exercise price | 2007-07-17 | |
| 2007-05-01 | WALKER ROBERT H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 37,800 owned after | $3.62 exercise price | 2007-05-03 | |
| 2007-05-01 | Rice Robert A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 17,100 owned after | $3.62 exercise price | 2007-05-03 | |
| 2007-02-12 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 25,500 owned after | $3.10 exercise price | 2012-07-12 | |
| 2007-02-12 | WALKER ROBERT H Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 36,800 owned after | $3.10 exercise price | 2007-02-14 | |
| 2007-02-12 | Rice Robert A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 16,100 owned after | $3.10 exercise price | 2007-02-14 | |
| 2007-02-12 | LEON GEORGE J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 36,800 owned after | $3.10 exercise price | 2007-02-14 |