TEL-INSTRUMENT ELECTRONICS CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-15: Reporting owner Rice Robert A; Form 4; Security Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-02: Reporting owner WALKER ROBERT H; Form 4; Security Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-04: Reporting owner Rice Robert A; Form 4; Security Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-04: Reporting owner Rice Robert A; Form 4; Security Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-15 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 6,500 owned after | $4.80 exercise price | 2014-12-15 | |
| 2014-12-02 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 10,000 owned after | $4.80 exercise price | 2014-12-03 | |
| 2014-11-04 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 8,000 owned after | $5.11 exercise price | 2014-11-04 | |
| 2014-11-04 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 7,500 owned after | $5.11 exercise price | 2014-11-04 | |
| 2014-09-03 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 8,500 owned after | $4.74 exercise price | 2014-09-04 | |
| 2014-08-12 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 9,500 owned after | $5.12 exercise price | 2014-08-13 | |
| 2014-08-12 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 9,000 owned after | $4.60 exercise price | 2014-08-13 | |
| 2014-08-05 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 11,500 owned after | $4.60 exercise price | 2014-08-06 | |
| 2014-08-05 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 11,000 owned after | $4.74 exercise price | 2014-08-06 | |
| 2014-05-22 holding as of filing | Schirmer Michael Wolfgang Officer (Chief Operating Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.22 exercise price | 2014-05-22 | ||
| 2014-05-22 holding as of filing | Schirmer Michael Wolfgang Officer (Chief Operating Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.14 exercise price | 2014-05-22 | ||
| 2014-03-13 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 12,000 owned after | $3.89 exercise price | 2014-03-13 | |
| 2014-02-06 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 14,000 owned after | $3.97 exercise price | 2014-08-07 | |
| 2014-02-06 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 13,500 owned after | $3.89 exercise price | 2014-08-07 | |
| 2014-02-06 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 13,000 owned after | $3.95 exercise price | 2014-08-07 | |
| 2014-02-06 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 12,500 owned after | $4.15 exercise price | 2014-08-07 | |
| 2014-02-06 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 14,000 owned after | $3.97 exercise price | 2014-02-06 | |
| 2014-02-06 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 13,500 owned after | $3.89 exercise price | 2014-02-06 | |
| 2014-02-06 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +500 13,000 owned after | $3.95 exercise price | 2014-02-06 | |
| 2014-02-06 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +500 12,500 owned after | $4.15 exercise price | 2014-02-06 | |
| 2014-01-24 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 12,500 owned after | $3.97 exercise price | 2014-01-24 |