TEL-INSTRUMENT ELECTRONICS CORP. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-13: Reporting owner Rice Robert A; Form 4/A; Security Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-13: Reporting owner Rice Robert A; Form 4/A; Security Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-13: Reporting owner WALKER ROBERT H; Form 4; Security Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-13: Reporting owner WALKER ROBERT H; Form 4; Security Stock Option Exercise; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-13 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 16,000 owned after | $4.04 exercise price | 2014-08-08 | |
| 2013-08-13 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 15,000 owned after | $4.05 exercise price | 2014-08-08 | |
| 2013-08-13 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 14,500 owned after | $4.04 exercise price | 2013-08-14 | |
| 2013-08-13 | WALKER ROBERT H Director, Officer (Chairman of the Board) | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 13,500 owned after | $4.05 exercise price | 2013-08-14 | |
| 2013-08-13 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 16,000 owned after | $4.04 exercise price | 2013-08-14 | |
| 2013-08-13 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 15,000 owned after | $4.05 exercise price | 2013-08-14 | |
| 2013-01-30 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 22,000 owned after | $3.73 exercise price | 2014-08-07 | |
| 2013-01-30 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 21,500 owned after | $3.85 exercise price | 2014-08-07 | |
| 2013-01-30 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 21,300 owned after | $3.70 exercise price | 2014-08-07 | |
| 2013-01-30 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 20,800 owned after | $3.03 exercise price | 2014-08-07 | |
| 2013-01-30 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 19,800 owned after | $2.79 exercise price | 2014-08-07 | |
| 2013-01-30 | Rice Robert A Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 18,800 owned after | $2.40 exercise price | 2014-08-07 | |
| 2013-01-30 | LEON GEORGE J Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 21,000 owned after | $3.73 exercise price | 2014-07-25 | |
| 2013-01-30 | LEON GEORGE J Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 20,800 owned after | $3.85 exercise price | 2014-07-25 | |
| 2013-01-30 | LEON GEORGE J Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 20,300 owned after | $3.70 exercise price | 2014-07-25 | |
| 2013-01-30 | LEON GEORGE J Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 19,800 owned after | $3.03 exercise price | 2014-07-25 | |
| 2013-01-30 | LEON GEORGE J Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 18,800 owned after | $2.79 exercise price | 2014-07-25 | |
| 2013-01-30 | LEON GEORGE J Director | 4/A | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 17,800 owned after | $2.40 exercise price | 2014-07-25 | |
| 2013-01-30 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 22,000 owned after | $3.73 exercise price | 2013-02-11 | |
| 2013-01-30 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 21,500 owned after | $3.85 exercise price | 2013-02-11 | |
| 2013-01-30 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +200 21,300 owned after | $3.70 exercise price | 2013-02-11 | |
| 2013-01-30 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +500 20,800 owned after | $3.03 exercise price | 2013-02-11 | |
| 2013-01-30 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 19,800 owned after | $2.79 exercise price | 2013-02-11 | |
| 2013-01-30 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 18,800 owned after | $2.40 exercise price | 2013-02-11 | |
| 2013-01-30 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +500 18,500 owned after | $4.10 exercise price | 2013-02-11 | |
| 2013-01-30 | Rice Robert A Director | 4 | Stock Option Exercise Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +2,000 16,500 owned after | $3.90 exercise price | 2013-02-11 |