Synchronoss Technologies, Inc Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-02-02: Reporting owner Hilbert Paula J; Form 4; Security 2010-2011 Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-02-02: Reporting owner Waldis Stephen G; Form 4; Security 2010-2011 Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-02-02: Reporting owner Rosenberger Karen; Form 4; Security 2010-2011 Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-02-02: Reporting owner Putnam Christopher; Form 4; Security 2010-2011 Performance Shares; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-02-02 | Hilbert Paula J Officer (Executive Vice President) | 4 | 2010-2011 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,094 0 owned after | $0.00 | 2012-02-06 | |
| 2012-02-02 | Waldis Stephen G Director, Officer (CEO and Chairman) | 4 | 2010-2011 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +54,198 0 owned after | $0.00 | 2012-02-06 | |
| 2012-02-02 | Rosenberger Karen Officer (Chief Accounting Officer) | 4 | 2010-2011 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,807 0 owned after | $0.00 | 2012-02-06 | |
| 2012-02-02 | Putnam Christopher Officer (Executive Vice President) | 4 | 2010-2011 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,670 0 owned after | $0.00 | 2012-02-06 | |
| 2012-02-02 | Prague Ronald Officer (EVP and General Counsel) | 4 | 2010-2011 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,592 0 owned after | $0.00 | 2012-02-06 | |
| 2012-02-02 | Irving Lawrence R. Officer (EVP and CFO) | 4 | 2010-2011 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,004 0 owned after | $0.00 | 2012-02-06 | |
| 2012-02-02 | Garcia Robert Officer (President) | 4 | 2010-2011 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,004 0 owned after | $0.00 | 2012-02-06 | |
| 2012-02-02 | Doran Patrick Joseph Officer (EVP & Chief Technology Office) | 4 | 2010-2011 Performance Shares Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,322 0 owned after | $0.00 | 2012-02-06 | |
| 2012-01-05 holding as of filing | Rosenberger Karen Officer (Chief Accounting Officer) | 3 | 2011-2012 Performance Shares Non-derivative · Direct | Holding | 6,000 owned after | no price filed | 2012-01-05 | |
| 2012-01-05 holding as of filing | Rosenberger Karen Officer (Chief Accounting Officer) | 3 | 2010-2011 Performance Shares Non-derivative · Direct | Holding | 4,000 owned after | no price filed | 2012-01-05 |