SUSQUEHANNA BANCSHARES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-23: Reporting owner Wise Beverly A; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-22: Reporting owner LUNDBLAD CARL D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-22: Reporting owner LUNDBLAD CARL D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-22: Reporting owner LUNDBLAD CARL D; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-23 | Wise Beverly A Officer (EVP, Chief HR Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $10.62 exercise price | 2014-12-29 | |
| 2014-12-22 | LUNDBLAD CARL D Officer (EVP, Chief Legal&Admin Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −728 0 owned after | $8.93 exercise price | 2014-12-24 | |
| 2014-12-22 | LUNDBLAD CARL D Officer (EVP, Chief Legal&Admin Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,286 0 owned after | $8.93 exercise price | 2014-12-24 | |
| 2014-12-22 | LUNDBLAD CARL D Officer (EVP, Chief Legal&Admin Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,327 0 owned after | $7.72 exercise price | 2014-12-24 | |
| 2014-12-22 | Harrington Michael W Officer (EVP, Treasurer & CFO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $9.85 exercise price | 2014-12-24 | |
| 2014-12-11 | HEPBURN BRUCE A Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $8.77 exercise price | 2014-12-15 | |
| 2014-12-11 | HEPBURN BRUCE A Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 1,000 owned after | $8.28 exercise price | 2014-12-15 | |
| 2014-10-16 holding as of filing | Wise Beverly A Officer (EVP, Chief HR Officer) | 3 | Stock Option Derivative · Direct | Holding | $10.62 exercise price | 2014-10-16 | ||
| 2014-01-31 | NEWKAM SCOTT J Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 1,000 owned after | $8.77 exercise price | 2014-02-03 | |
| 2014-01-16 holding as of filing | LUNDBLAD CARL D Officer (EVP, Chief Legal&Admin Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $8.93 exercise price | 2014-01-16 | ||
| 2014-01-16 holding as of filing | LUNDBLAD CARL D Officer (EVP, Chief Legal&Admin Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $8.93 exercise price | 2014-01-16 | ||
| 2014-01-16 holding as of filing | LUNDBLAD CARL D Officer (EVP, Chief Legal&Admin Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $7.72 exercise price | 2014-01-16 |