SUSQUEHANNA BANCSHARES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-05: Reporting owner SAHD PETER J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-05: Reporting owner SAHD PETER J; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-30: Reporting owner QUICK MICHAEL M; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-30: Reporting owner QUICK MICHAEL M; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-05 | SAHD PETER J Officer (Sr VP and Group Executive) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 0 owned after | $13.31 exercise price | 2006-12-06 | |
| 2006-12-05 | SAHD PETER J Officer (Sr VP and Group Executive) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 0 owned after | $17.25 exercise price | 2006-12-06 | |
| 2006-11-30 | QUICK MICHAEL M Officer (Sr VP and Group Executive) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,813 0 owned after | $24.75 exercise price | 2006-12-01 | |
| 2006-11-30 | QUICK MICHAEL M Officer (Sr VP and Group Executive) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,650 0 owned after | $18.19 exercise price | 2006-12-01 | |
| 2006-11-30 | QUICK MICHAEL M Officer (Sr VP and Group Executive) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $13.31 exercise price | 2006-12-01 | |
| 2006-11-29 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,761 0 owned after | $23.87 exercise price | 2006-11-30 | |
| 2006-11-29 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 6,800 owned after | $22.42 exercise price | 2006-11-30 | |
| 2006-11-29 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 0 owned after | $25.14 exercise price | 2006-11-30 | |
| 2006-11-29 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 0 owned after | $24.95 exercise price | 2006-11-30 | |
| 2006-11-28 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,239 8,761 owned after | $23.87 exercise price | 2006-11-30 | |
| 2006-11-21 | REUTER WILLIAM J Director, Officer (Chairman, President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,516 0 owned after | $24.75 exercise price | 2006-11-22 | |
| 2006-11-21 | REUTER WILLIAM J Director, Officer (Chairman, President & CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,189 0 owned after | $18.19 exercise price | 2006-11-22 | |
| 2006-11-20 | MILLER GUY W JR Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $17.25 exercise price | 2006-11-22 | |
| 2006-11-16 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,086 0 owned after | $24.75 exercise price | 2006-11-20 | |
| 2006-11-15 | HOSTETTER DREW K Officer (EVP,Treas, Chief Fin. Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,398 0 owned after | $24.75 exercise price | 2006-11-17 | |
| 2006-11-08 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,503 0 owned after | $17.45 exercise price | 2006-11-09 | |
| 2006-11-08 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,472 0 owned after | $18.19 exercise price | 2006-11-09 | |
| 2006-11-08 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,750 0 owned after | $24.75 exercise price | 2006-11-09 | |
| 2006-11-07 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $13.31 exercise price | 2006-11-08 | |
| 2006-11-07 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $17.25 exercise price | 2006-11-08 | |
| 2006-11-07 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,150 2,503 owned after | $17.45 exercise price | 2006-11-08 | |
| 2006-11-07 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 4,750 owned after | $24.75 exercise price | 2006-11-08 | |
| 2006-10-27 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $13.31 exercise price | 2006-10-31 | |
| 2006-07-26 holding as of filing | Lizza Joseph R Officer (Vice President) | 3 | Stock Option Derivative · Direct | Holding | $24.75 exercise price | 2006-07-26 | ||
| 2006-07-26 holding as of filing | Lizza Joseph R Officer (Vice President) | 3 | Stock Option Derivative · Direct | Holding | $17.25 exercise price | 2006-07-26 | ||
| 2006-07-26 holding as of filing | Lizza Joseph R Officer (Vice President) | 3 | Stock Option Derivative · Direct | Holding | $23.87 exercise price | 2006-07-26 | ||
| 2006-07-26 holding as of filing | Lizza Joseph R Officer (Vice President) | 3 | Stock Option Derivative · Direct | Holding | $22.42 exercise price | 2006-07-26 | ||
| 2006-07-26 holding as of filing | Lizza Joseph R Officer (Vice President) | 3 | Stock Option Derivative · Direct | Holding | $25.14 exercise price | 2006-07-26 | ||
| 2006-07-26 holding as of filing | Lizza Joseph R Officer (Vice President) | 3 | Stock Option Derivative · Direct | Holding | $24.95 exercise price | 2006-07-26 | ||
| 2006-07-26 holding as of filing | Lizza Joseph R Officer (Vice President) | 3 | Stock Option Derivative · Direct | Holding | $24.34 exercise price | 2006-07-26 | ||
| 2006-07-19 | Morello Michael A Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $23.80 exercise price | 2006-07-21 | |
| 2006-05-23 | APPLE JAMES G Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $13.00 exercise price | 2006-05-25 | |
| 2006-02-01 | WIEST ROGER V SR Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $18.19 exercise price | 2006-02-03 | |
| 2006-02-01 | WIEST ROGER V SR Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $17.25 exercise price | 2006-02-03 | |
| 2006-01-18 | ZIMMERMAN WILLIAM B Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 14,250 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | WIEST ROGER V SR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 19,500 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | ROSE M ZEV Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 9,750 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | Piersol E Susan Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 7,500 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | MILLER GUY W JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 12,750 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | KUNKEL RUSSELL J Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 7,500 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | HEPBURN BRUCE A Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 9,750 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | HALL T MAX Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 22,500 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | GIBBEL HENRY H Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 23,250 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | FREEMAN OWEN O JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 14,250 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | EICHELBERGER CHLOE R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 12,000 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | DENLINGER JOHN M Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 21,000 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | BENTLEY JAMES A JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 7,500 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | APPLE JAMES G Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 23,500 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | ALTER WAYNE E JR Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 14,250 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | WYDOCK EDWARD J Officer (VP & Director of InternalAudit) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 3,240 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | FRANCIS BERNARD A JR Officer (Sr VP and Group Executive) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,020 11,720 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | QUICK MICHAEL M Officer (Ex VP and Group Executive) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,720 65,183 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | HOSTETTER DREW K Officer (EVP,Treas, Chief Fin. Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,720 80,148 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | DUNCAN GREGORY A Officer (EVP & Chief Operating Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,720 94,845 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | REUTER WILLIAM J Director, Officer (Chairman, President & CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,800 144,255 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | KEIM DAVID D Officer (SVP&Chief Credit/Risk Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,020 47,566 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | CAVAGE LISA M Officer (Sr VP, Secretary and Counsel) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,020 12,640 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | BALDERSTON EDWARD JR Officer (EVP & Chief Admin. Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,720 72,931 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | PIERNE JAMES G Officer (Sr. VP and Group Executive) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,700 38,263 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | SAHD PETER J Officer (Sr VP and Group Executive) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,020 30,095 owned after | $24.34 exercise price | 2006-01-20 | |
| 2006-01-18 | LEFEVER RODNEY ALLON Officer (SrVP&Chief Technology Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,020 29,395 owned after | $24.34 exercise price | 2006-01-20 |