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SUSQUEHANNA BANCSHARES INC Forms 3, 4 and 5: Stock Options

SUSQUEHANNA BANCSHARES INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2015-08-01: Reporting owner POOLE ROBERT E JR; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2015-08-01: Reporting owner POOLE ROBERT E JR; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2015-08-01: Reporting owner ULSH JAMES; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2015-08-01: Reporting owner ULSH JAMES; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2015-08-01POOLE ROBERT E JR
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,371
0 owned after
$8.93
exercise price
2015-08-03
2015-08-01POOLE ROBERT E JR
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,939
0 owned after
$5.71
exercise price
2015-08-03
2015-08-01ULSH JAMES
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$21.82
exercise price
2015-08-03
2015-08-01ULSH JAMES
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.77
exercise price
2015-08-03
2015-08-01ULSH JAMES
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.28
exercise price
2015-08-03
2015-08-01NEWKAM SCOTT J
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$21.82
exercise price
2015-08-03
2015-08-01NEWKAM SCOTT J
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,000
0 owned after
$8.77
exercise price
2015-08-03
2015-08-01NEWKAM SCOTT J
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.28
exercise price
2015-08-03
2015-08-01Morello Michael A
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$23.80
exercise price
2015-08-03
2015-08-01Morello Michael A
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$24.26
exercise price
2015-08-03
2015-08-01Morello Michael A
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$21.82
exercise price
2015-08-03
2015-08-01Morello Michael A
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.77
exercise price
2015-08-03
2015-08-01Morello Michael A
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.28
exercise price
2015-08-03
2015-08-01Hoffman Donald L
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$22.80
exercise price
2015-08-03
2015-08-01Hoffman Donald L
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$21.82
exercise price
2015-08-03
2015-08-01Hoffman Donald L
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.77
exercise price
2015-08-03
2015-08-01Hoffman Donald L
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.28
exercise price
2015-08-03
2015-08-01HEPBURN BRUCE A
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$24.34
exercise price
2015-08-03
2015-08-01HEPBURN BRUCE A
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$24.26
exercise price
2015-08-03
2015-08-01HEPBURN BRUCE A
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$21.82
exercise price
2015-08-03
2015-08-01HEPBURN BRUCE A
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,000
0 owned after
$8.28
exercise price
2015-08-03
2015-08-01ALTER WAYNE E JR
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$24.34
exercise price
2015-08-03
2015-08-01ALTER WAYNE E JR
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$24.26
exercise price
2015-08-03
2015-08-01ALTER WAYNE E JR
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$21.82
exercise price
2015-08-03
2015-08-01ALTER WAYNE E JR
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.77
exercise price
2015-08-03
2015-08-01ALTER WAYNE E JR
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.28
exercise price
2015-08-03
2015-08-01Agnone Anthony J Sr.
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$19.89
exercise price
2015-08-03
2015-08-01Agnone Anthony J Sr.
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.77
exercise price
2015-08-03
2015-08-01Agnone Anthony J Sr.
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.28
exercise price
2015-08-03
2015-08-01QUICK MICHAEL M
Officer (EVP & Chief Corp. Credit Off.)
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−10,720
0 owned after
$24.34
exercise price
2015-08-03
2015-08-01QUICK MICHAEL M
Officer (EVP & Chief Corp. Credit Off.)
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−25,000
0 owned after
$24.26
exercise price
2015-08-03
2015-08-01QUICK MICHAEL M
Officer (EVP & Chief Corp. Credit Off.)
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−25,000
0 owned after
$21.82
exercise price
2015-08-03
2015-08-01REUTER WILLIAM J
Director, Officer (Chairman & CEO)
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−26,800
0 owned after
$24.34
exercise price
2015-08-03
2015-08-01REUTER WILLIAM J
Director, Officer (Chairman & CEO)
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,000
0 owned after
$24.26
exercise price
2015-08-03
2015-08-01REUTER WILLIAM J
Director, Officer (Chairman & CEO)
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−50,000
0 owned after
$21.82
exercise price
2015-08-03
2015-08-01Sears Christine
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$21.82
exercise price
2015-08-03
2015-08-01Sears Christine
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.77
exercise price
2015-08-03
2015-08-01Sears Christine
Director
4Stock Option
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,000
0 owned after
$8.28
exercise price
2015-08-03