SUSQUEHANNA BANCSHARES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-14: Reporting owner White Robert; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-10-01: Reporting owner White Robert; Form 4/A; Security Employee Stock Option (Right to Buyer); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-01: Reporting owner White Robert; Form 4/A; Security Employee Stock Option (Right to Buyer); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-01: Reporting owner White Robert; Form 4; Security Employee Stock Option (Right to Buyer); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-14 | White Robert Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 300,655 owned after | $5.69 exercise price | 2011-12-14 | |
| 2011-10-01 | White Robert Director | 4/A | Employee Stock Option (Right to Buyer) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +370,655 370,655 owned after | $5.69 exercise price | 2011-11-08 | |
| 2011-10-01 | White Robert Director | 4/A | Employee Stock Option (Right to Buyer) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +409,199 409,199 owned after | $6.91 exercise price | 2011-11-08 | |
| 2011-10-01 | White Robert Director | 4 | Employee Stock Option (Right to Buyer) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +370,656 370,656 owned after | $5.69 exercise price | 2011-10-04 | |
| 2011-10-01 | White Robert Director | 4 | Employee Stock Option (Right to Buyer) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +409,200 409,200 owned after | $6.91 exercise price | 2011-10-04 |