SUSQUEHANNA BANCSHARES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-02: Reporting owner LEHMAN JEFFREY F; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-02: Reporting owner LEHMAN JEFFREY F; Form 4; Security Director Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-02-27: Reporting owner Harrington Michael W; Form 3; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-02 | LEHMAN JEFFREY F Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,371 0 owned after | $8.93 exercise price | 2013-12-04 | |
| 2013-12-02 | LEHMAN JEFFREY F Director | 4 | Director Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,939 0 owned after | $5.71 exercise price | 2013-12-04 | |
| 2013-02-27 holding as of filing | Harrington Michael W Officer (EVP, Treasurer) | 3 | Stock Option Derivative · Direct | Holding | $9.85 exercise price | 2013-02-27 |