SURREY BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-21: Reporting owner JOHNSON WILLIAM A; Form 4; Security Common stock options; Transaction Holding.
- 2011-12-19: Reporting owner JOHNSON WILLIAM A; Form 4/A; Security Common stock options; Transaction J Other acquisition or disposition (describe transaction).
- 2011-12-19: Reporting owner PEQUENO PEDRO A II; Form 4; Security Common stock options; Transaction J Other acquisition or disposition (describe transaction).
- 2011-05-18: Reporting owner TOWE MARK H; Form 4; Security Common stock options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-21 holding as of filing | JOHNSON WILLIAM A Director | 4 | Common stock options Derivative · Indirect · Options held by wife | Holding | 1 owned after | $12.06 exercise price | 2011-12-21 | |
| 2011-12-19 | JOHNSON WILLIAM A Director | 4/A | Common stock options Derivative · Indirect · Options held by wife | J Other acquisition or disposition (describe transaction) | +150 1 owned after | $12.06 exercise price | 2011-12-21 | |
| 2011-12-19 | PEQUENO PEDRO A II Officer (Chief Lending Officer) | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +837 1 owned after | $12.06 exercise price | 2011-12-21 | |
| 2011-05-18 holding as of filing | TOWE MARK H Officer (Sr. VP/Chief Financial Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $13.27 exercise price | 2011-05-18 | |
| 2011-05-17 | TOWE MARK H Officer (Sr. VP/Chief Financial Officer) | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,048 0 owned after | $2.57 exercise price | 2011-05-18 | |
| 2011-02-18 | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,790 0 owned after | $2.57 exercise price | 2011-02-23 |