SURREY BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 71 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-28: Reporting owner WEBB TOM G; Form 4; Security Common stock options; Transaction Holding.
- 2006-12-28: Reporting owner WEBB TOM G; Form 4; Security Common stock option; Transaction Holding.
- 2006-12-27: Reporting owner WEBB TOM G; Form 4; Security Common stock options; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2006-12-21: Reporting owner PEQUENO PEDRO A II; Form 4; Security Common stock options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-28 holding as of filing | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $6.06 exercise price | 2006-12-28 | |
| 2006-12-28 holding as of filing | WEBB TOM G Director | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-12-28 | |
| 2006-12-27 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −4,796 1 owned after | $4.83 | 2006-12-28 | |
| 2006-12-21 holding as of filing | PEQUENO PEDRO A II Officer (Sr. VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-12-21 | |
| 2006-12-21 | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,809 0 owned after | $4.83 | 2006-12-21 | |
| 2006-12-21 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-12-21 | |
| 2006-12-21 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $12.29 exercise price | 2006-12-21 | |
| 2006-12-19 holding as of filing | TOWE MARK H Officer (Sr. VP/Chief Financial Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-12-19 | |
| 2006-07-06 holding as of filing | MOODY ROBERT H Director | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $6.06 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | MOODY ROBERT H Director | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-07-06 | |
| 2006-07-06 holding as of filing | PEQUENO PEDRO A II Officer (Sr. VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-07-06 | |
| 2006-07-05 | MOODY ROBERT H Director | 4 | Common stock option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,264 1 owned after | $4.83 | 2006-07-06 | |
| 2006-06-30 | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,500 1 owned after | $4.83 | 2006-06-30 | |
| 2006-06-30 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-06-30 | |
| 2006-06-30 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $12.29 exercise price | 2006-06-30 | |
| 2006-06-28 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-06-28 | |
| 2006-06-28 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $12.29 exercise price | 2006-06-28 | |
| 2006-06-27 | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 1 owned after | $4.83 | 2006-06-28 | |
| 2006-06-05 holding as of filing | PEQUENO PEDRO A II Officer (Sr. VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-06-05 | |
| 2006-06-01 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-06-01 | |
| 2006-05-31 | REES FLOYD EUGENE JR Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,304 0 owned after | $6.06 | 2006-05-31 | |
| 2006-05-31 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-05-31 | |
| 2006-05-31 | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,000 1 owned after | $4.83 | 2006-05-31 | |
| 2006-05-31 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-05-31 | |
| 2006-05-31 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $12.29 exercise price | 2006-05-31 | |
| 2006-05-24 holding as of filing | PEQUENO PEDRO A II Officer (Sr. VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-05-24 | |
| 2006-05-15 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $6.06 exercise price | 2006-05-15 | |
| 2006-05-15 holding as of filing | REES FLOYD EUGENE JR Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2006-05-15 | |
| 2006-04-13 | HARDING BRENDA J Officer (SrVP/Chief Operations Officer) | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +7,944 1 owned after | $4.83 | 2006-04-13 | |
| 2006-04-13 | HARDING BRENDA J Officer (SrVP/Chief Operations Officer) | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,048 1 owned after | $5.13 | 2006-04-13 | |
| 2006-04-13 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,528 1 owned after | $4.83 | 2006-04-13 | |
| 2006-04-13 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +379 1 owned after | $6.06 | 2006-04-13 | |
| 2006-04-13 | WEBB TOM G Director | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,090 1 owned after | $5.13 | 2006-04-13 | |
| 2006-04-13 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,528 1 owned after | $4.83 | 2006-04-13 | |
| 2006-04-13 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +379 1 owned after | $6.06 | 2006-04-13 | |
| 2006-04-13 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,373 1 owned after | $5.13 | 2006-04-13 | |
| 2006-03-24 | HARDING BRENDA J Officer (SrVP/Chief Operations Officer) | 4 | Common stock option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,944 0 owned after | $4.83 exercise price | 2006-03-28 | |
| 2006-03-24 | HARDING BRENDA J Officer (SrVP/Chief Operations Officer) | 4 | Common stock option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,048 0 owned after | $5.13 exercise price | 2006-03-28 | |
| 2006-03-24 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,528 0 owned after | $4.83 | 2006-03-28 | |
| 2006-03-24 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −379 0 owned after | $6.06 | 2006-03-28 | |
| 2006-03-24 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,090 0 owned after | $5.13 | 2006-03-28 | |
| 2006-03-16 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,528 0 owned after | $4.83 | 2006-03-16 | |
| 2006-03-16 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −379 0 owned after | $6.06 | 2006-03-16 | |
| 2006-03-16 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,090 1 owned after | $5.13 | 2006-03-16 | |
| 2006-03-15 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,421 1 owned after | $4.83 exercise price | 2006-03-15 | |
| 2006-03-15 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +63 1 owned after | $6.06 exercise price | 2006-03-15 | |
| 2006-03-15 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +562 1 owned after | $5.13 exercise price | 2006-03-15 | |
| 2006-03-15 | REES FLOYD EUGENE JR Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +384 1 owned after | $6.06 exercise price | 2006-03-15 | |
| 2006-03-15 | REES FLOYD EUGENE JR Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +562 1 owned after | $5.13 exercise price | 2006-03-15 | |
| 2006-03-15 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,421 1 owned after | $4.83 exercise price | 2006-03-15 | |
| 2006-03-15 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +63 1 owned after | $6.06 exercise price | 2006-03-15 | |
| 2006-03-15 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +562 1 owned after | $5.13 exercise price | 2006-03-15 | |
| 2006-03-15 | LOVILL ELIZABETH J Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,421 1 owned after | $4.83 exercise price | 2006-03-15 | |
| 2006-03-15 | LOVILL ELIZABETH J Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +63 1 owned after | $6.06 exercise price | 2006-03-15 | |
| 2006-03-15 | LOVILL ELIZABETH J Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +562 1 owned after | $5.13 exercise price | 2006-03-15 | |
| 2006-03-15 | JOHNSON WILLIAM A Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,421 1 owned after | $4.83 exercise price | 2006-03-15 | |
| 2006-03-15 | JOHNSON WILLIAM A Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +63 1 owned after | $6.06 exercise price | 2006-03-15 | |
| 2006-03-15 | JOHNSON WILLIAM A Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +562 1 owned after | $5.13 exercise price | 2006-03-15 | |
| 2006-03-15 | TOWE MARK H Officer (Sr.VP/Chief Financial Officer) | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +508 1 owned after | $5.13 exercise price | 2006-03-15 | |
| 2006-03-15 | PEQUENO PEDRO A II Officer (Sr. VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +101 1 owned after | $5.13 exercise price | 2006-03-15 | |
| 2006-03-15 | HARDING BRENDA J Officer (SrVP/Chief Operations Officer) | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,324 1 owned after | $4.83 exercise price | 2006-03-15 | |
| 2006-03-15 | HARDING BRENDA J Officer (SrVP/Chief Operations Officer) | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +508 1 owned after | $5.13 exercise price | 2006-03-15 | |
| 2006-03-15 | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,051 1 owned after | $4.83 exercise price | 2006-03-15 | |
| 2006-03-15 | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +798 1 owned after | $5.13 exercise price | 2006-03-15 | |
| 2006-03-15 | ASHBY EDWARD C III Director, Officer (Pres. & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +300 1 owned after | $12.29 exercise price | 2006-03-15 | |
| 2006-02-07 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres.& Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $5.79 exercise price | 2006-02-07 | |
| 2006-02-07 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres.& Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $6.16 exercise price | 2006-02-07 | |
| 2006-02-07 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres.& Chief Exec. Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $14.75 exercise price | 2006-02-07 | |
| 2006-01-18 holding as of filing | WEBB TOM G Director | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $5.78 exercise price | 2006-01-18 | |
| 2006-01-18 holding as of filing | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $7.27 exercise price | 2006-01-18 | |
| 2006-01-18 holding as of filing | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $6.15 exercise price | 2006-01-18 |