SURREY BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-08-29: Reporting owner MOODY ROBERT H; Form 4; Security Common stock options; Transaction Holding.
- 2008-08-29: Reporting owner MOODY ROBERT H; Form 4; Security Common stock options; Transaction Holding.
- 2008-08-25: Reporting owner PEQUENO PEDRO A II; Form 4; Security Common stock options; Transaction Holding.
- 2008-08-25: Reporting owner PEQUENO PEDRO A II; Form 4; Security Common stock options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-08-29 holding as of filing | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $3.03 exercise price | 2008-08-29 | |
| 2008-08-29 holding as of filing | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2008-08-29 | |
| 2008-08-25 holding as of filing | PEQUENO PEDRO A II Officer (Chief Lending Officer/Sr. VP) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2008-08-25 | |
| 2008-08-25 holding as of filing | PEQUENO PEDRO A II Officer (Chief Lending Officer/Sr. VP) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $13.27 exercise price | 2008-08-25 | |
| 2008-06-18 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2008-06-18 | |
| 2008-06-18 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $6.15 exercise price | 2008-06-18 | |
| 2008-05-05 holding as of filing | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $3.03 exercise price | 2008-05-05 | |
| 2008-05-05 holding as of filing | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2008-05-05 | |
| 2008-03-28 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2008-03-28 | |
| 2008-03-28 holding as of filing | ASHBY EDWARD C III Director, Officer (President and CEO) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $6.15 exercise price | 2008-03-28 | |
| 2008-03-20 holding as of filing | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $3.03 exercise price | 2008-03-20 | |
| 2008-03-20 holding as of filing | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2008-03-20 | |
| 2008-02-05 holding as of filing | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $3.03 exercise price | 2008-02-05 | |
| 2008-02-05 holding as of filing | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2008-02-05 | |
| 2008-02-05 holding as of filing | TOWE MARK H Officer (SR VP/Chief Financial Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $13.27 exercise price | 2008-02-05 | |
| 2008-02-04 | TOWE MARK H Officer (SR VP/Chief Financial Officer) | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,524 1 owned after | $2.57 exercise price | 2008-02-05 |