SURREY BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-17: Reporting owner PEQUENO PEDRO A II; Form 4; Security Common stock options; Transaction Holding.
- 2007-12-17: Reporting owner PEQUENO PEDRO A II; Form 4; Security Common stock options; Transaction Holding.
- 2007-09-17: Reporting owner PEQUENO PEDRO A II; Form 4; Security Common stock options; Transaction Holding.
- 2007-09-17: Reporting owner PEQUENO PEDRO A II; Form 4; Security Common stock options; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-17 holding as of filing | PEQUENO PEDRO A II Officer (Chief Lending Officer/Sr. VP) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2007-12-17 | |
| 2007-12-17 holding as of filing | PEQUENO PEDRO A II Officer (Chief Lending Officer/Sr. VP) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $13.27 exercise price | 2007-12-17 | |
| 2007-09-17 holding as of filing | PEQUENO PEDRO A II Officer (Sr. VP & Chief Lending Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2007-09-17 | |
| 2007-09-17 holding as of filing | PEQUENO PEDRO A II Officer (Sr. VP & Chief Lending Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $13.27 exercise price | 2007-09-17 | |
| 2007-08-13 holding as of filing | PEQUENO PEDRO A II Officer (Sr VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2007-08-13 | |
| 2007-08-13 holding as of filing | PEQUENO PEDRO A II Officer (Sr VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $13.27 exercise price | 2007-08-13 | |
| 2007-08-13 holding as of filing | PEQUENO PEDRO A II Officer (Sr VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2007-08-13 | |
| 2007-08-13 holding as of filing | TOWE MARK H Officer (SR VP/Chief Financial Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2007-08-13 | |
| 2007-08-13 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2007-08-13 | |
| 2007-08-13 holding as of filing | ASHBY EDWARD C III Director, Officer (Pres & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | Holding | 1 owned after | $6.15 exercise price | 2007-08-13 | |
| 2007-06-25 holding as of filing | PEQUENO PEDRO A II Officer (Sr VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2007-06-25 | |
| 2007-06-04 holding as of filing | JOHNSON WILLIAM A Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $3.03 exercise price | 2007-06-04 | |
| 2007-06-04 holding as of filing | JOHNSON WILLIAM A Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2007-06-04 | |
| 2007-05-31 | JOHNSON WILLIAM A Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −41,056 0 owned after | $2.41 exercise price | 2007-06-04 | |
| 2007-05-24 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,528 0 owned after | $2.41 exercise price | 2007-05-24 | |
| 2007-05-24 holding as of filing | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $3.03 exercise price | 2007-05-24 | |
| 2007-05-24 holding as of filing | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2007-05-24 | |
| 2007-05-23 | PEQUENO PEDRO A II Officer (Sr VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,376 1 owned after | $13.27 exercise price | 2007-08-13 | |
| 2007-05-23 | TOWE MARK H Officer (SR VP/Chief Financial Officer) | 4 | Common stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,370 1 owned after | $13.27 exercise price | 2007-08-13 | |
| 2007-04-09 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −31,464 0 owned after | $2.41 | 2007-04-09 | |
| 2007-04-09 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −758 0 owned after | $3.03 | 2007-04-09 | |
| 2007-04-09 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −6,746 0 owned after | $2.56 | 2007-04-09 | |
| 2007-03-15 holding as of filing | PEQUENO PEDRO A II Officer (Sr VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $2.57 exercise price | 2007-03-15 | |
| 2007-03-09 holding as of filing | LOVILL ELIZABETH J Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $6.06 exercise price | 2007-03-09 | |
| 2007-03-09 holding as of filing | LOVILL ELIZABETH J Director | 4 | Common stock options Derivative · Direct | Holding | 1 owned after | $5.13 exercise price | 2007-03-09 | |
| 2007-03-01 | TOWE MARK H Officer (Sr VP/Chief Financial Officer) | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,048 1 owned after | $2.57 exercise price | 2007-03-09 | |
| 2007-03-01 | PEQUENO PEDRO A II Officer (Sr VP/Chief Lending Officer) | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +609 1 owned after | $2.57 exercise price | 2007-03-09 | |
| 2007-03-01 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +15,732 1 owned after | $2.42 exercise price | 2007-03-09 | |
| 2007-03-01 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +379 1 owned after | $3.03 exercise price | 2007-03-09 | |
| 2007-03-01 | WEBB TOM G Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,373 1 owned after | $2.57 exercise price | 2007-03-09 | |
| 2007-03-01 | LOVILL ELIZABETH J Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +379 1 owned after | $3.03 exercise price | 2007-03-09 | |
| 2007-03-01 | LOVILL ELIZABETH J Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,373 1 owned after | $2.57 exercise price | 2007-03-09 | |
| 2007-03-01 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,264 1 owned after | $2.42 exercise price | 2007-03-09 | |
| 2007-03-01 | MOODY ROBERT H Director | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +379 1 owned after | $3.03 exercise price | 2007-03-09 | |
| 2007-03-01 | MOODY ROBERT H Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,373 1 owned after | $2.57 exercise price | 2007-03-09 | |
| 2007-03-01 | JOHNSON WILLIAM A Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,528 1 owned after | $2.42 exercise price | 2007-03-09 | |
| 2007-03-01 | JOHNSON WILLIAM A Director | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +379 1 owned after | $3.03 exercise price | 2007-03-09 | |
| 2007-03-01 | JOHNSON WILLIAM A Director | 4 | Common stock options Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,373 1 owned after | $2.57 exercise price | 2007-03-09 | |
| 2007-03-01 | ASHBY EDWARD C III Director, Officer (Pres & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,790 1 owned after | $2.57 exercise price | 2007-03-09 | |
| 2007-03-01 | ASHBY EDWARD C III Director, Officer (Pres & Chief Exec. Officer) | 4 | Common stock option Derivative · Direct | J Other acquisition or disposition (describe transaction) | +1,800 1 owned after | $6.15 exercise price | 2007-03-09 | |
| 2007-01-24 | LOVILL ELIZABETH J Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,528 0 owned after | $4.83 exercise price | 2007-03-09 | |
| 2007-01-03 | HARDING BRENDA J Officer (SrVP/Chief Operations Officer) | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −7,944 0 owned after | $4.83 | 2007-01-04 | |
| 2007-01-03 | HARDING BRENDA J Officer (SrVP/Chief Operations Officer) | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,048 0 owned after | $5.13 | 2007-01-04 | |
| 2007-01-02 | REES FLOYD EUGENE JR Director | 4 | Common stock options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −3,373 0 owned after | $5.13 exercise price | 2007-03-09 |