SUNEDISON, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 80 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-05: Reporting owner Truong Martin H.; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-05: Reporting owner Truong Martin H.; Form 4; Security Employee Stock Option (Right to Buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2014-12-05: Reporting owner Truong Martin H.; Form 4; Security Employee Stock Option (Right to Buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2014-12-05: Reporting owner Truong Martin H.; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,500 92,952 owned after | $11.63 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,300 91,652 owned after | $20.92 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −3,200 88,452 owned after | $20.93 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 93,452 owned after | $3.45 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −3,500 89,952 owned after | $20.90 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,500 88,452 owned after | $20.91 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +200 88,652 owned after | $2.77 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −200 88,452 owned after | $20.88 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,471 90,923 owned after | $2.77 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,471 88,452 owned after | $20.90 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +533 88,985 owned after | $2.77 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −533 88,452 owned after | $20.89 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,111 89,563 owned after | $2.77 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,111 88,452 owned after | $20.89 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 98,452 owned after | $5.05 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −9,400 89,052 owned after | $20.89 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −600 88,452 owned after | $20.90 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 98,452 owned after | $9.58 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10,000 88,452 owned after | $20.99 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 3,000 owned after | $11.63 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $3.45 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 0 owned after | $2.77 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,865 1,935 owned after | $2.77 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $5.05 | 2014-12-09 | |
| 2014-12-05 | Truong Martin H. Officer (SVP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 65,000 owned after | $9.58 | 2014-12-09 | |
| 2014-11-26 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +53,333 110,333 owned after | $1.76 | 2014-12-01 | |
| 2014-11-26 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −53,333 57,000 owned after | $22.60 | 2014-12-01 | |
| 2014-11-26 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +46,667 103,667 owned after | $3.27 | 2014-12-01 | |
| 2014-11-26 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −46,667 57,000 owned after | $22.58 | 2014-12-01 | |
| 2014-11-26 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,333 106,667 owned after | $1.76 | 2014-12-01 | |
| 2014-11-26 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,667 150,333 owned after | $3.27 | 2014-12-01 | |
| 2014-11-19 | DOMENECH CARLOS Other (SVP & General Counsel, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,125 331,117 owned after | $3.45 | 2014-11-21 | |
| 2014-11-19 | DOMENECH CARLOS Other (SVP & General Counsel, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −17,125 313,992 owned after | $22.22 | 2014-11-21 | |
| 2014-11-19 | DOMENECH CARLOS Other (SVP & General Counsel, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +53,333 367,325 owned after | $1.76 | 2014-11-21 | |
| 2014-11-19 | DOMENECH CARLOS Other (SVP & General Counsel, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −53,333 313,992 owned after | $22.22 | 2014-11-21 | |
| 2014-11-19 | DOMENECH CARLOS Other (SVP & General Counsel, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +65,667 379,659 owned after | $3.27 | 2014-11-21 | |
| 2014-11-19 | DOMENECH CARLOS Other (SVP & General Counsel, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −65,667 313,992 owned after | $22.22 | 2014-11-21 | |
| 2014-11-19 | DOMENECH CARLOS Other (SVP & General Counsel, TERP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,125 232,875 owned after | $3.45 | 2014-11-21 | |
| 2014-11-19 | DOMENECH CARLOS Other (SVP & General Counsel, TERP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,333 106,667 owned after | $1.76 | 2014-11-21 | |
| 2014-11-19 | DOMENECH CARLOS Other (SVP & General Counsel, TERP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,667 131,333 owned after | $3.27 | 2014-11-21 | |
| 2014-09-12 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 87,000 owned after | $3.45 | 2014-09-16 | |
| 2014-09-12 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −30,000 57,000 owned after | $21.01 | 2014-09-16 | |
| 2014-09-12 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +60,000 117,000 owned after | $13.37 | 2014-09-16 | |
| 2014-09-12 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −60,000 57,000 owned after | $21.02 | 2014-09-16 | |
| 2014-09-12 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 170,000 owned after | $3.45 exercise price | 2014-09-16 | |
| 2014-09-12 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 40,000 owned after | $13.37 exercise price | 2014-09-16 | |
| 2014-08-25 | SADASIVAM SHAKER Other (CEO & Pres. SSL) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 99,752 owned after | $9.43 | 2014-08-27 | |
| 2014-08-25 | SADASIVAM SHAKER Other (CEO & Pres. SSL) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −1,220 98,532 owned after | $9.43 | 2014-08-27 | |
| 2014-08-25 | SADASIVAM SHAKER Other (CEO & Pres. SSL) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −5,030 93,502 owned after | $9.43 | 2014-08-27 | |
| 2014-08-25 | SADASIVAM SHAKER Other (CEO & Pres. SSL) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $9.43 exercise price | 2014-08-27 | |
| 2014-08-15 | RANHOFF DAVID A Officer (SVP; President Solar Materials) | 4/A | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +28,333 148,635 owned after | $1.76 | 2015-03-18 | |
| 2014-08-15 | RANHOFF DAVID A Officer (SVP; President Solar Materials) | 4/A | Employee Stock Option (Right to Buy) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −13,591 135,044 owned after | $1.76 | 2015-03-18 | |
| 2014-08-15 | RANHOFF DAVID A Officer (SVP; President Solar Materials) | 4/A | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −14,742 120,302 owned after | $1.76 | 2015-03-18 | |
| 2014-08-15 | RANHOFF DAVID A Officer (SVP; President Solar Materials) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,333 131,667 owned after | $1.76 exercise price | 2015-03-18 | |
| 2014-08-15 | RANHOFF DAVID A Officer (SVP; Solar Materials) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +28,333 178,333 owned after | $1.76 | 2014-08-18 | |
| 2014-08-15 | RANHOFF DAVID A Officer (SVP; Solar Materials) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −13,591 164,742 owned after | $1.76 | 2014-08-18 | |
| 2014-08-15 | RANHOFF DAVID A Officer (SVP; Solar Materials) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −14,742 150,000 owned after | $1.76 | 2014-08-18 | |
| 2014-08-15 | RANHOFF DAVID A Officer (SVP; Solar Materials) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,333 131,667 owned after | $1.76 exercise price | 2014-08-18 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,133 178,417 owned after | $3.27 | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +24,000 202,417 owned after | $11.63 | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 222,417 owned after | $13.43 | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +150,000 372,417 owned after | $2.13 | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +24,997 397,414 owned after | $15.99 | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,200 416,614 owned after | $3.27 | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 422,864 owned after | $3.45 | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 462,864 owned after | $1.76 | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −115,745 347,119 owned after | $20.81 | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Options (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −198,835 148,284 owned after | $20.81 | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $3.45 exercise price | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 80,000 owned after | $1.76 exercise price | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $13.43 exercise price | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −49,333 98,667 owned after | $3.27 exercise price | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 16,000 owned after | $11.63 exercise price | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,997 3 owned after | $15.99 exercise price | 2014-08-14 | |
| 2014-08-12 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 150,000 owned after | $2.13 exercise price | 2014-08-14 | |
| 2014-08-11 | RANHOFF DAVID A Officer (SVP; Solar Materials) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 170,302 owned after | $3.45 | 2014-08-14 | |
| 2014-08-11 | RANHOFF DAVID A Officer (SVP; Solar Materials) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −19,295 151,007 owned after | $3.45 | 2014-08-14 | |
| 2014-08-11 | RANHOFF DAVID A Officer (SVP; Solar Materials) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −30,705 120,302 owned after | $3.45 | 2014-08-14 | |
| 2014-08-11 | RANHOFF DAVID A Officer (SVP; Solar Materials) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 150,000 owned after | $3.45 exercise price | 2014-08-14 | |
| 2014-07-23 | SADASIVAM SHAKER Other (CEO & Pres. SSL) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,025 0 owned after | $22.17 | 2014-07-25 |