SUNEDISON, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-02: Reporting owner OLIVER TIMOTHY CHARLES; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-15: Reporting owner SADASIVAM CHANDRASEKHAR; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-15: Reporting owner HANNAH KEN; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-15: Reporting owner KOHN BRADLEY D; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-02 | OLIVER TIMOTHY CHARLES Officer (SVP & CFO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $12.31 exercise price | 2009-11-03 | |
| 2009-10-15 | SADASIVAM CHANDRASEKHAR Officer (EXEC VP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $15.71 exercise price | 2009-10-19 | |
| 2009-10-15 | HANNAH KEN Officer (Executive VP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $15.71 exercise price | 2009-10-19 | |
| 2009-10-15 | KOHN BRADLEY D Officer (SVP Legal & Business Develop.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $15.71 exercise price | 2009-10-19 | |
| 2009-05-12 | HERNANDEZ EMMANUEL T Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $16.53 exercise price | 2009-05-14 | |
| 2009-05-11 | MARSH C DOUGLAS Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $3.28 | 2009-05-13 | |
| 2009-04-14 | Hunkler Sean Officer (SR VP CUSTOMER ADVOCACY) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $15.63 exercise price | 2009-04-16 | |
| 2009-03-02 | Chatila Ahmad R Director, Officer (President & CEO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $13.42 exercise price | 2009-03-04 | |
| 2009-03-02 | Chatila Ahmad R Director, Officer (President & CEO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $13.42 exercise price | 2009-03-04 | |
| 2009-03-02 | Chatila Ahmad R Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $13.42 exercise price | 2009-03-04 | |
| 2009-02-25 | TURNER MARSHALL C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | no price filed | 2009-02-27 | |
| 2009-01-20 | SADASIVAM CHANDRASEKHAR Officer (SVP R&D) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $13.43 exercise price | 2009-01-22 | |
| 2009-01-20 | KOHN BRADLEY D Officer (VP & Gen. Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $13.43 exercise price | 2009-01-22 | |
| 2009-01-20 | Kauffmann John Anthony Officer (SVP Sales & Mktg.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $13.43 exercise price | 2009-01-22 | |
| 2009-01-20 | HANNAH KEN Officer (Sr. VP, CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $13.43 exercise price | 2009-01-22 | |
| 2009-01-20 | CHELES MICHAEL Officer (VP IT & CIO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $13.43 exercise price | 2009-01-22 | |
| 2009-01-20 | CABRERA MIGNON Officer (SVP Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $13.43 exercise price | 2009-01-22 |