SUNEDISON, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-01: Reporting owner CERRONE STEPHEN; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-05-12: Reporting owner DOMENECH CARLOS; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-05-12: Reporting owner DOMENECH CARLOS; Form 4; Security Employee Stock Option (Right to Buy); Transaction S Open market or private sale of non-derivative or derivative security.
- 2015-05-12: Reporting owner DOMENECH CARLOS; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-01 | CERRONE STEPHEN Officer (Chief Human Resources Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $7.20 | 2015-10-05 | |
| 2015-05-12 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +65,667 379,659 owned after | $3.27 | 2015-05-14 | |
| 2015-05-12 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −65,667 313,992 owned after | $28.02 | 2015-05-14 | |
| 2015-05-12 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,125 331,117 owned after | $3.45 | 2015-05-14 | |
| 2015-05-12 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −17,125 313,992 owned after | $28.01 | 2015-05-14 | |
| 2015-05-12 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +53,333 367,325 owned after | $1.76 | 2015-05-14 | |
| 2015-05-12 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −53,333 313,992 owned after | $28.02 | 2015-05-14 | |
| 2015-05-12 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,667 0 owned after | $3.27 | 2015-05-14 | |
| 2015-05-12 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,125 198,625 owned after | $3.45 | 2015-05-14 | |
| 2015-05-12 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,333 0 owned after | $1.76 | 2015-05-14 | |
| 2015-04-23 holding as of filing | Gundin Francisco Perez Officer (EVP & COO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.77 exercise price | 2015-04-23 | ||
| 2015-04-23 holding as of filing | Gundin Francisco Perez Officer (EVP & COO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2015-04-23 | ||
| 2015-04-23 holding as of filing | Gundin Francisco Perez Officer (EVP & COO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.77 exercise price | 2015-04-23 | ||
| 2015-04-23 holding as of filing | Gundin Francisco Perez Officer (EVP & COO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.45 exercise price | 2015-04-23 | ||
| 2015-04-23 holding as of filing | Gundin Francisco Perez Officer (EVP & COO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $9.58 exercise price | 2015-04-23 | ||
| 2015-04-23 holding as of filing | Gundin Francisco Perez Officer (EVP & COO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.27 exercise price | 2015-04-23 | ||
| 2015-03-16 | RANHOFF DAVID A Officer (SVP; President Solar Materials) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 97,000 owned after | $3.27 | 2015-03-18 | |
| 2015-03-10 | Chatila Ahmad R Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $22.17 | 2015-03-12 | |
| 2015-03-03 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +65,666 379,658 owned after | $3.27 | 2015-03-05 | |
| 2015-03-03 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −65,666 313,992 owned after | $22.60 | 2015-03-05 | |
| 2015-03-03 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,125 331,117 owned after | $3.45 | 2015-03-05 | |
| 2015-03-03 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −17,125 313,992 owned after | $22.61 | 2015-03-05 | |
| 2015-03-03 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +53,334 367,326 owned after | $1.76 | 2015-03-05 | |
| 2015-03-03 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −53,334 313,992 owned after | $22.63 | 2015-03-05 | |
| 2015-03-03 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,666 65,667 owned after | $3.27 | 2015-03-05 | |
| 2015-03-03 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,125 215,750 owned after | $3.45 | 2015-03-05 | |
| 2015-03-03 | DOMENECH CARLOS Other (President & CEO, TERP) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,334 53,333 owned after | $1.76 | 2015-03-05 |