SUNEDISON, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-11: Reporting owner QUINN JEFFRY N; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-11: Reporting owner ALVAREZ ANTONIO R; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-18: Reporting owner Wuebbels Brian; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-18: Reporting owner Chinnasami Vijayan S.; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-11 | QUINN JEFFRY N Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.43 exercise price | 2012-10-15 | |
| 2012-10-11 | ALVAREZ ANTONIO R Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.43 exercise price | 2012-10-15 | |
| 2012-09-18 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +148,000 148,000 owned after | $3.27 exercise price | 2012-09-20 | |
| 2012-09-18 | Chinnasami Vijayan S. Officer (SVP Solar Materials) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +148,000 148,000 owned after | $3.27 exercise price | 2012-09-20 | |
| 2012-09-18 | RANHOFF DAVID A Officer (SVP, Sales and Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +197,000 197,000 owned after | $3.27 exercise price | 2012-09-20 | |
| 2012-09-18 | O'Rourke Stephen C. Officer (SVP, Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +197,000 197,000 owned after | $3.27 exercise price | 2012-09-20 | |
| 2012-09-18 | KOHN BRADLEY D Officer (SVP, General Counsel and Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +197,000 197,000 owned after | $3.27 exercise price | 2012-09-20 | |
| 2012-09-18 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +197,000 197,000 owned after | $3.27 exercise price | 2012-09-20 | |
| 2012-09-18 | DOMENECH CARLOS Officer (EVP & President, Solar Energy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +197,000 197,000 owned after | $3.27 exercise price | 2012-09-20 | |
| 2012-09-18 | SADASIVAM CHANDRASEKHAR Officer (EVP & Pres. Semiconductor Mat.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +246,000 246,000 owned after | $3.27 exercise price | 2012-09-20 | |
| 2012-07-24 | SADASIVAM CHANDRASEKHAR Officer (EVP & Pres. Semiconductor Mat.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $1.76 exercise price | 2012-07-26 | |
| 2012-07-24 | Chinnasami Vijayan S. Officer (SVP Solar Materials) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $1.76 exercise price | 2012-07-26 | |
| 2012-07-24 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $1.76 exercise price | 2012-07-26 | |
| 2012-07-24 | RANHOFF DAVID A Officer (SVP, Sales and Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $1.76 exercise price | 2012-07-26 | |
| 2012-07-24 | O'Rourke Stephen C. Officer (SVP, Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $1.76 exercise price | 2012-07-26 | |
| 2012-07-24 | DOMENECH CARLOS Officer (EVP & President, Solar Energy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $1.76 exercise price | 2012-07-26 | |
| 2012-07-24 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $1.76 exercise price | 2012-07-26 | |
| 2012-07-24 | KOHN BRADLEY D Officer (SVP, General Counsel and Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $1.76 exercise price | 2012-07-26 | |
| 2012-05-18 holding as of filing | Wuebbels Brian Officer (EVP & CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $55.74 exercise price | 2012-05-18 | ||
| 2012-05-18 holding as of filing | Wuebbels Brian Officer (EVP & CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $69.84 exercise price | 2012-05-18 | ||
| 2012-05-18 holding as of filing | Wuebbels Brian Officer (EVP & CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $51.63 exercise price | 2012-05-18 | ||
| 2012-05-18 holding as of filing | Wuebbels Brian Officer (EVP & CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $13.43 exercise price | 2012-05-18 | ||
| 2012-05-18 holding as of filing | Wuebbels Brian Officer (EVP & CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $15.99 exercise price | 2012-05-18 | ||
| 2012-05-18 holding as of filing | Wuebbels Brian Officer (EVP & CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $11.63 exercise price | 2012-05-18 | ||
| 2012-05-18 holding as of filing | Wuebbels Brian Officer (EVP & CFO) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.45 exercise price | 2012-05-18 | ||
| 2012-05-18 holding as of filing | Chinnasami Vijayan S. Officer (SVP Solar Materials) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $11.92 exercise price | 2012-05-18 | ||
| 2012-05-18 holding as of filing | Chinnasami Vijayan S. Officer (SVP Solar Materials) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $11.63 exercise price | 2012-05-18 | ||
| 2012-05-16 | Wuebbels Brian Officer (EVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $2.13 exercise price | 2012-05-18 | |
| 2012-05-16 | Chinnasami Vijayan S. Officer (SVP Solar Materials) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.13 exercise price | 2012-05-18 | |
| 2012-04-25 | DOMENECH CARLOS Officer (EVP/Pres. Solar Engy Asst Mgt) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $3.45 exercise price | 2012-04-27 | |
| 2012-04-25 | Chatila Ahmad R Director, Officer (President & CEO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $3.45 exercise price | 2012-04-27 | |
| 2012-04-25 | Chatila Ahmad R Director, Officer (President & CEO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $3.45 exercise price | 2012-04-27 | |
| 2012-04-25 | Hunkler Sean Officer (SVP Customer Advocacy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $3.45 exercise price | 2012-04-27 | |
| 2012-04-25 | Herzberg Matthew E. Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $3.45 exercise price | 2012-04-27 | |
| 2012-04-25 | Murphy Mark J. Officer (SVP & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $3.45 exercise price | 2012-04-27 | |
| 2012-04-25 | RANHOFF DAVID A Officer (SVP, Sales and Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $3.45 exercise price | 2012-04-27 | |
| 2012-04-25 | O'Rourke Stephen C. Officer (SVP, Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $3.45 exercise price | 2012-04-27 | |
| 2012-04-25 | SADASIVAM CHANDRASEKHAR Officer (EVP & Pres. Semiconductor Mat.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $3.45 exercise price | 2012-04-27 | |
| 2012-04-25 | KOHN BRADLEY D Officer (SVP, General Counsel and Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $3.45 exercise price | 2012-04-27 | |
| 2012-04-25 | HANNAH KEN Officer (EVP & Pres. Solar Energy) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $3.45 exercise price | 2012-04-27 |