SUNEDISON, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-31: Reporting owner PROCTOR GEORGANNE; Form 4; Security Employee Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-18: Reporting owner Truong Martin H.; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-05-09: Reporting owner Truong Martin H.; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-05-06: Reporting owner Truong Martin H.; Form 3; Security Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-31 | PROCTOR GEORGANNE Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $9.30 exercise price | 2013-11-01 | |
| 2013-07-18 | Truong Martin H. Officer (VP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $9.58 exercise price | 2013-07-22 | |
| 2013-05-09 | Truong Martin H. Officer (VP, General Counsel & Sec.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $5.05 exercise price | 2013-05-13 | |
| 2013-05-06 holding as of filing | Truong Martin H. Officer (VP, General Counsel & Sec.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $11.63 exercise price | 2013-05-06 | ||
| 2013-05-06 holding as of filing | Truong Martin H. Officer (VP, General Counsel & Sec.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.45 exercise price | 2013-05-06 | ||
| 2013-05-06 holding as of filing | Truong Martin H. Officer (VP, General Counsel & Sec.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $1.76 exercise price | 2013-05-06 | ||
| 2013-05-06 holding as of filing | Truong Martin H. Officer (VP, General Counsel & Sec.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.77 exercise price | 2013-05-06 | ||
| 2013-05-06 holding as of filing | Truong Martin H. Officer (VP, General Counsel & Sec.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $2.77 exercise price | 2013-05-06 | ||
| 2013-05-06 holding as of filing | Truong Martin H. Officer (VP, General Counsel & Sec.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.27 exercise price | 2013-05-06 | ||
| 2013-05-06 holding as of filing | Chinnasami Vijayan S. Officer (SVP Solar Materials) | 3/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $3.45 exercise price | 2013-05-06 | ||
| 2013-03-04 | Zwirn Randy H Director | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.81 | 2013-03-06 |