SUMMIT FINANCIAL GROUP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 47 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-10: Reporting owner BEAN OSCAR M; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock, Series 2009; Transaction Holding.
- 2012-12-10: Reporting owner BEAN OSCAR M; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock, Series 2011; Transaction Holding.
- 2012-10-16: Reporting owner Hott Jeffrey E.; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock, Series 2009; Transaction Holding.
- 2012-10-16: Reporting owner Hott Jeffrey E.; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock, Series 2009; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-10 holding as of filing | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 100 owned after | $5.50 exercise price | 2012-12-10 | |
| 2012-12-10 holding as of filing | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct · (m) | Holding | 200 owned after | $4.00 exercise price | 2012-12-10 | |
| 2012-10-16 holding as of filing | Hott Jeffrey E. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-10-16 | |
| 2012-10-16 holding as of filing | Hott Jeffrey E. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-10-16 | |
| 2012-09-13 holding as of filing | Hott Jeffrey E. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-13 | |
| 2012-09-13 holding as of filing | Hott Jeffrey E. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-13 | |
| 2012-09-13 holding as of filing | Hott Jeffrey E. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-13 | |
| 2012-09-13 holding as of filing | Hott Jeffrey E. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-13 | |
| 2012-09-12 holding as of filing | HAWSE THOMAS J III Director | 4 | 8% Non-cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | Holding | 187 owned after | $4.00 exercise price | 2012-09-12 | |
| 2012-09-06 holding as of filing | Hott Jeffrey E. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-06 | |
| 2012-09-06 holding as of filing | Hott Jeffrey E. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-06 | |
| 2012-09-06 holding as of filing | Hott Jeffrey E. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-06 | |
| 2012-09-06 holding as of filing | Hott Jeffrey E. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-06 | |
| 2012-09-06 holding as of filing | Hott Jeffrey E. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-06 | |
| 2012-09-06 holding as of filing | Hott Jeffrey E. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-06 | |
| 2012-09-05 holding as of filing | Hott Jeffrey E. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-05 | |
| 2012-09-05 holding as of filing | Hott Jeffrey E. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-05 | |
| 2012-09-04 holding as of filing | Hott Jeffrey E. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-04 | |
| 2012-09-04 holding as of filing | Hott Jeffrey E. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 50 owned after | $5.50 exercise price | 2012-09-04 | |
| 2012-05-02 holding as of filing | MADDY H CHARLES III Director, Officer (President & CEO) | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 250 owned after | $5.50 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | MADDY H CHARLES III Director, Officer (President & CEO) | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct · (m) | Holding | 2 owned after | $4.00 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Ritchie Bradford E Officer (President, Subsidiary Bank) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Sries 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | FRYE PATRICK Director, Officer (Sr. VP & CCO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 250 owned after | $5.50 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | MADDY H CHARLES III Director, Officer (President & CEO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 250 owned after | $5.50 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | MADDY H CHARLES III Director, Officer (President & CEO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct · (m) | Holding | 2 owned after | $4.00 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | TISSUE ROBERT S Officer (Senior VP & CFO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 200 owned after | $5.50 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | TISSUE ROBERT S Officer (Senior VP & CFO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | Holding | 30 owned after | $4.00 exercise price | 2012-05-02 | |
| 2012-03-19 holding as of filing | George Georgette R. Director | 3/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By 401(k) Plan FBO Spouse | Holding | $5.50 exercise price | 2012-03-19 | ||
| 2012-03-19 holding as of filing | George Georgette R. Director | 3/A | 8% Non-cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · by Father-in-Law and Mother-in-Law | Holding | $5.50 exercise price | 2012-03-19 | ||
| 2012-03-19 holding as of filing | George Georgette R. Director | 3/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · by Mother | Holding | $5.50 exercise price | 2012-03-19 | ||
| 2012-03-19 holding as of filing | George Georgette R. Director | 3/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By George Brothers Investment Partnership | Holding | $5.50 exercise price | 2012-03-19 | ||
| 2012-02-21 holding as of filing | BENSENHAVER DEWEY F Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2012-02-21 | |
| 2012-02-21 holding as of filing | HAWSE THOMAS J III Director | 4 | 8% Non-cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | Holding | 187 owned after | $4.00 exercise price | 2012-02-21 | |
| 2012-02-13 holding as of filing | George Georgette R. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By 401 (k) Plan FBO Spouse | Holding | 100 owned after | $5.50 exercise price | 2012-02-13 | |
| 2012-02-13 holding as of filing | George Georgette R. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By Father-in-Law and Mother-in-Law | Holding | 100 owned after | $5.50 exercise price | 2012-02-13 | |
| 2012-02-13 holding as of filing | George Georgette R. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By Mother | Holding | 400 owned after | $5.50 exercise price | 2012-02-13 | |
| 2012-02-13 holding as of filing | George Georgette R. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By George Brothers Investment Partnership | Holding | 300 owned after | $5.50 exercise price | 2012-02-13 | |
| 2012-02-13 holding as of filing | George Georgette R. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · By 401(k) Plan FBO Spouse | Holding | 100 owned after | $4.00 exercise price | 2012-02-13 | |
| 2012-02-13 holding as of filing | George Georgette R. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · By George Brothers Investment Partnership | Holding | 100 owned after | $4.00 exercise price | 2012-02-13 | |
| 2012-02-10 holding as of filing | PICCIRILLO CHARLES Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 100 owned after | $5.50 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | PICCIRILLO CHARLES Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · (m) | Holding | 2 owned after | $4.00 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | PICCIRILLO CHARLES Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct · (m) | Holding | 10 owned after | $4.00 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 100 owned after | $5.50 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct · (m) | Holding | 200 owned after | $4.00 exercise price | 2012-02-10 | |
| 2012-02-02 holding as of filing | CRITES JOHN W Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | Holding | 250,000 owned after | $4.00 exercise price | 2012-02-02 | |
| 2012-01-11 holding as of filing | Geary James P II Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2012-01-11 | |
| 2012-01-10 holding as of filing | Ritchie Bradford E Officer (President, Subsidiary Bank) | 3 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | $5.50 exercise price | 2012-01-10 |