SUMMIT FINANCIAL GROUP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-31: Reporting owner PICCIRILLO CHARLES; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock, Series 2009; Transaction Holding.
- 2009-12-31: Reporting owner HUFFMAN GERALD W; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock Series 2009; Transaction Holding.
- 2009-12-31: Reporting owner HINKLE GARY L; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock Series 2009; Transaction Holding.
- 2009-12-31: Reporting owner BENSENHAVER DEWEY F; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock, Series 2009; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 holding as of filing | PICCIRILLO CHARLES Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By Anggus Enerprises, Inc. | Holding | 100 owned after | $5.50 exercise price | 2009-12-31 | |
| 2009-12-31 holding as of filing | HUFFMAN GERALD W Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2009-12-31 | |
| 2009-12-31 holding as of filing | HINKLE GARY L Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2009-12-31 | |
| 2009-12-31 holding as of filing | BENSENHAVER DEWEY F Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2009-12-31 | |
| 2009-12-31 holding as of filing | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By Spouse | Holding | 100 owned after | $5.50 exercise price | 2009-12-31 | |
| 2009-12-31 holding as of filing | BAER FRANK A III Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 60 owned after | $5.50 exercise price | 2009-12-31 | |
| 2009-10-14 holding as of filing | PICCIRILLO CHARLES Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By Anggus Enerprises, Inc. | Holding | 100 owned after | $5.50 exercise price | 2009-10-14 | |
| 2009-10-14 holding as of filing | HUFFMAN GERALD W Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2009-10-14 | |
| 2009-10-14 holding as of filing | HINKLE GARY L Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2009-10-14 | |
| 2009-10-14 holding as of filing | BENSENHAVER DEWEY F Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2009-10-14 | |
| 2009-10-14 holding as of filing | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2009-10-14 | |
| 2009-10-14 holding as of filing | BAER FRANK A III Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 60 owned after | $5.50 exercise price | 2009-10-14 | |
| 2009-09-30 | MADDY H CHARLES III Director, Officer (President & CEO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By Spouse | P Open market or private purchase of non-derivative or derivative security | +250 250 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | MILLER RONALD F Director, Officer (President, Subsidiary Bank) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | PICCIRILLO CHARLES Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By Anggus Enerprises, Inc. | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | HUFFMAN GERALD W Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | HINKLE GARY L Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | BENSENHAVER DEWEY F Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | BAER FRANK A III Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60 60 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | FRYE PATRICK Director, Officer (Sr. VP & CCO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250 250 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | TISSUE ROBERT S Officer (Senior VP & CFO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 200 owned after | $1,000.00 | 2009-10-02 |