SUMMIT FINANCIAL GROUP, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2021-04-29: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2021-04-15; Total offering amount $15,000,000.
- 2021-04-23: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2021-04-15; Total offering amount $12,000,000.
- 2014-12-04: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2014-11-25; Total offering amount $10,327,086.
- 2009-08-07: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2009-08-04; Total offering amount $10,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2021-04-29 D/A | Rule 506(b) | Equity | 2021-04-15 | $15,000,000 | $14,500,000 | $500,000 | 28 |
| 2021-04-23 | Rule 506(b) | Equity | 2021-04-15 | $12,000,000 | $9,700,000 | $2,300,000 | 22 |
| 2014-12-04 | Rule 506(b) | Equity | 2014-11-25 | $10,327,086 | $7,988,994 | $2,338,092 | 1 |
| 2009-08-07 | Rule 506 | Equity | 2009-08-04 | $10,000,000 | $50,000 | $9,950,000 | 1 |