SUMMIT FINANCIAL GROUP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 320 rows, 44 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-04-30: Reporting owner Spencer Ronald B; Form 4; Security Non-Convertible Perpetual Preferred Stock, Series 2021; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-04-30: Reporting owner Kitzmiller Jason A; Form 4; Security Non-Convertible Perpetual Preferred Stock, Series 2021; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-04-15: Reporting owner Spencer Ronald B; Form 4; Security Non-Convertible Perpetual Preferred Stock, Series 2021; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2021-04-15: Reporting owner Bowling Ronald L; Form 4; Security Non-Convertible Perpetual Preferred Stock, Series 2021; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Spencer Ronald B Director | 4 | Non-Convertible Perpetual Preferred Stock, Series 2021 Non-derivative · Indirect · By Trust FBO Ronald B Spencer | P Open market or private purchase of non-derivative or derivative security | +50 50 owned after | $10,000.00 | 2021-05-05 | |
| 2021-04-30 | Kitzmiller Jason A Director | 4 | Non-Convertible Perpetual Preferred Stock, Series 2021 Non-derivative · Indirect · By A.L.L. Construction, Inc. | P Open market or private purchase of non-derivative or derivative security | +50 50 owned after | $10,000.00 | 2021-05-05 | |
| 2021-04-15 | Spencer Ronald B Director | 4 | Non-Convertible Perpetual Preferred Stock, Series 2021 Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50 50 owned after | $10,000.00 | 2021-04-21 | |
| 2021-04-15 | Bowling Ronald L Director | 4 | Non-Convertible Perpetual Preferred Stock, Series 2021 Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10 10 owned after | $10,000.00 | 2021-04-21 | |
| 2021-04-15 | PICCIRILLO CHARLES Director | 4 | Non-Convertible Perpetual Preferred Stock, Series 2021 Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10 10 owned after | $10,000.00 | 2021-04-21 | |
| 2011-11-30 | BENSENHAVER DEWEY F Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $500.00 | 2012-02-21 | |
| 2011-11-30 | George Georgette R. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +300 500 owned after | $500.00 | 2012-02-13 | |
| 2011-11-30 | George Georgette R. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +200 200 owned after | $500.00 | 2012-02-13 | |
| 2011-11-30 | PICCIRILLO CHARLES Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50 50 owned after | $500.00 | 2012-02-10 | |
| 2011-11-30 | George Georgette R. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +300 62,500 owned after | $500.00 | 2011-12-02 | |
| 2011-11-30 | George Georgette R. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +200 25,000 owned after | $500.00 | 2011-12-02 | |
| 2011-11-30 | BENSENHAVER DEWEY F Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $500.00 | 2011-12-02 | |
| 2011-11-30 | OURS GEORGE R JR Director, Officer (Vice-Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 12,500 owned after | $500.00 | 2011-12-02 | |
| 2011-11-30 | George Georgette R. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +300 62,500 owned after | $500.00 | 2011-12-02 | |
| 2011-11-30 | George Georgette R. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +200 25,000 owned after | $500.00 | 2011-12-02 | |
| 2011-11-30 | HINKLE GARY L Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock Series 2011 Derivative · Indirect · By H.T. Services | P Open market or private purchase of non-derivative or derivative security | +100 12,500 owned after | $500.00 | 2011-12-02 | |
| 2011-11-30 | HUFFMAN GERALD W Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 37,500 owned after | $500.00 | 2011-12-02 | |
| 2011-10-31 | George Georgette R. Director | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · By 401(k) Plan FBO Spouse | P Open market or private purchase of non-derivative or derivative security | +118 14,750 owned after | $500.00 | 2015-07-23 | |
| 2011-10-31 | Geary James P II Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · By WE Mullenax Trust | P Open market or private purchase of non-derivative or derivative security | +50 6,250 owned after | $500.00 | 2012-01-11 | |
| 2011-10-31 | TISSUE ROBERT S Officer (Senior VP & CFO) | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +30 3,750 owned after | $500.00 | 2011-12-07 | |
| 2011-10-31 | George Georgette R. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · By Profit Sharing Plan FBO Father | P Open market or private purchase of non-derivative or derivative security | +200 25,000 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | George Georgette R. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · By 401(k) Plan FBO Spouse | P Open market or private purchase of non-derivative or derivative security | +100 12,500 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | George Georgette R. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · By George Brothers Investment Partnership | P Open market or private purchase of non-derivative or derivative security | +100 12,500 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 25,000 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | TISSUE ROBERT S Officer (Senior VP & CFO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +34 4,250 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | Pace George W. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +5 625 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | HUFFMAN GERALD W Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 25,000 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | MADDY H CHARLES III Director, Officer (President & CEO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2 250 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | CRITES JOHN W Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000 250,000 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | HAWSE THOMAS J III Director | 4 | 8% Non-cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +187 23,375 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | HINKLE GARY L Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2011 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 25,000 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | HEISHMAN PHOEBE F Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · by Children | P Open market or private purchase of non-derivative or derivative security | +50 6,250 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | PICCIRILLO CHARLES Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2 250 owned after | $500.00 | 2011-11-02 | |
| 2011-10-31 | PICCIRILLO CHARLES Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2011 Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +10 1,250 owned after | $500.00 | 2011-11-02 | |
| 2009-09-30 | MADDY H CHARLES III Director, Officer (President & CEO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By Spouse | P Open market or private purchase of non-derivative or derivative security | +250 250 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | MILLER RONALD F Director, Officer (President, Subsidiary Bank) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | PICCIRILLO CHARLES Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By Anggus Enerprises, Inc. | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | HUFFMAN GERALD W Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | HINKLE GARY L Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | BENSENHAVER DEWEY F Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | BAER FRANK A III Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60 60 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | FRYE PATRICK Director, Officer (Sr. VP & CCO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +250 250 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100 100 owned after | $1,000.00 | 2009-10-02 | |
| 2009-09-30 | TISSUE ROBERT S Officer (Senior VP & CFO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 200 owned after | $1,000.00 | 2009-10-02 |