SUMMIT FINANCIAL GROUP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-29: Reporting owner HINKLE GARY L; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock Series 2009; Transaction Holding.
- 2010-11-23: Reporting owner HINKLE GARY L; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock Series 2009; Transaction Holding.
- 2010-11-18: Reporting owner HINKLE GARY L; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock Series 2009; Transaction Holding.
- 2010-09-22: Reporting owner MILLER RONALD F; Form 4; Security 8% Non-Cumulative Convertible Preferred Stock, Series 2009; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-29 holding as of filing | HINKLE GARY L Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2010-11-29 | |
| 2010-11-23 holding as of filing | HINKLE GARY L Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2010-11-23 | |
| 2010-11-18 holding as of filing | HINKLE GARY L Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2010-11-18 | |
| 2010-09-22 holding as of filing | MILLER RONALD F Director, Officer (President, Subsidiary Bank) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2010-09-22 | |
| 2010-08-27 holding as of filing | George Georgette R. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By 401 (k) Plan FBO Spouse | Holding | 100 owned after | $5.50 exercise price | 2010-08-27 | |
| 2010-08-27 holding as of filing | George Georgette R. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By Father-in-Law and Mother-in-Law | Holding | 200 owned after | $5.50 exercise price | 2010-08-27 | |
| 2010-08-27 holding as of filing | George Georgette R. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By Mother | Holding | 400 owned after | $5.50 exercise price | 2010-08-27 | |
| 2010-08-27 holding as of filing | George Georgette R. Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By George Brothers Investment Partnership | Holding | 300 owned after | $5.50 exercise price | 2010-08-27 | |
| 2010-08-27 holding as of filing | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 100 owned after | $5.50 exercise price | 2010-08-27 | |
| 2010-08-24 holding as of filing | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 100 owned after | $5.50 exercise price | 2010-08-24 | |
| 2010-08-16 holding as of filing | MADDY H CHARLES III Director, Officer (President & CEO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 250 owned after | $5.50 exercise price | 2010-08-16 | |
| 2010-08-16 holding as of filing | BENSENHAVER DEWEY F Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2010-08-16 | |
| 2010-08-16 holding as of filing | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 100 owned after | $5.50 exercise price | 2010-08-16 | |
| 2010-08-16 holding as of filing | TISSUE ROBERT S Officer (Senior VP & CFO) | 4/A | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 200 owned after | $5.50 exercise price | 2010-08-16 | |
| 2010-08-13 holding as of filing | TISSUE ROBERT S Officer (Senior VP & CFO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 200 owned after | $5.50 exercise price | 2010-08-13 | |
| 2010-08-12 holding as of filing | TISSUE ROBERT S Officer (Senior VP & CFO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 200 owned after | $5.50 exercise price | 2010-08-12 | |
| 2010-08-11 holding as of filing | TISSUE ROBERT S Officer (Senior VP & CFO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 200 owned after | $5.50 exercise price | 2010-08-11 | |
| 2010-08-11 holding as of filing | BAER FRANK A III Director | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 60 owned after | $5.50 exercise price | 2010-08-11 | |
| 2010-08-10 holding as of filing | TISSUE ROBERT S Officer (Senior VP & CFO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 200 owned after | $5.50 exercise price | 2010-08-10 | |
| 2010-08-09 holding as of filing | HINKLE GARY L Director | 4 | 8% Non-Cumulative Convertible Preferred Stock Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2010-08-09 | |
| 2010-08-09 holding as of filing | BEAN OSCAR M Director, Officer (Chairman) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 100 owned after | $5.50 exercise price | 2010-08-09 | |
| 2010-06-25 holding as of filing | MILLER RONALD F Director, Officer (President, Subsidiary Bank) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 100 owned after | $5.50 exercise price | 2010-06-25 | |
| 2010-06-25 holding as of filing | FRYE PATRICK Director, Officer (Sr. VP & CCO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct · (m) | Holding | 250 owned after | $5.50 exercise price | 2010-06-25 | |
| 2010-06-24 holding as of filing | TISSUE ROBERT S Officer (Senior VP & CFO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Direct | Holding | 200 owned after | $5.50 exercise price | 2010-06-24 | |
| 2010-06-24 holding as of filing | MADDY H CHARLES III Director, Officer (President & CEO) | 4 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · (m) | Holding | 250 owned after | $5.50 exercise price | 2010-06-24 | |
| 2010-03-09 holding as of filing | George Georgette R. Director | 3 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By 401(k) Plan FBO Spouse | Holding | $5.50 exercise price | 2010-03-09 | ||
| 2010-03-09 holding as of filing | George Georgette R. Director | 3 | 8% Non-cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · by Father-in-Law and Mother-in-Law | Holding | $5.50 exercise price | 2010-03-09 | ||
| 2010-03-09 holding as of filing | George Georgette R. Director | 3 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · by Mother | Holding | $5.50 exercise price | 2010-03-09 | ||
| 2010-03-09 holding as of filing | George Georgette R. Director | 3 | 8% Non-Cumulative Convertible Preferred Stock, Series 2009 Derivative · Indirect · By George Brothers Investment Partnership | Holding | $5.50 exercise price | 2010-03-09 |