STEWART ENTERPRISES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-12: Reporting owner Milberger Kelly; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-12: Reporting owner de Laureal Martin; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-12: Reporting owner Lacour Angela M; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-12: Reporting owner Merington Larry; Form 4; Security Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | Lacour Angela M Officer (Sr. VP of Finance) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | Merington Larry Officer (VP-Strategic Mkt Development) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | Alphonso Kent J. Officer (VP & Chief Information Officer) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | STEPHENS G KENNETH JR Officer (Sr. VP of Sales) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | HAWKINS LAWRENCE B Officer (EVP&Pres-Investors Trust Inc.) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-12-12 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $7.36 exercise price | 2012-12-14 | |
| 2012-10-05 | MYERS KENNETH G JR Officer (Exec. V.P. Operations & Sales) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $5.35 exercise price | 2012-10-09 | |
| 2012-10-05 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $5.35 exercise price | 2012-10-09 | |
| 2012-10-04 | STEPHENS G KENNETH JR Officer (Sr. VP of Sales) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,607 0 owned after | $5.86 exercise price | 2012-10-09 | |
| 2012-10-04 | HAWKINS LAWRENCE B Officer (EVP&Pres-Investors Trust Inc.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,607 0 owned after | $5.86 exercise price | 2012-10-09 | |
| 2012-07-06 | DERBES LEWIS J JR Officer (Chief Financial Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $5.06 exercise price | 2012-07-10 | |
| 2012-07-05 | de Laureal Martin Officer (SVP, Corp. Dev. & Invest. Rel.) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $5.06 exercise price | 2012-07-09 | |
| 2012-06-27 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $5.06 exercise price | 2012-06-29 | |
| 2012-06-27 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $2.65 exercise price | 2012-06-29 | |
| 2012-06-14 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $2.65 exercise price | 2012-06-15 | |
| 2012-06-14 | Miller Michael H. Officer (Sr VP - Western Division) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $5.04 exercise price | 2012-06-15 | |
| 2012-06-13 | Winningkoff Lisa T Officer (VP & Sr Administrative Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $5.06 exercise price | 2012-06-15 | |
| 2012-06-12 | Sprick Philip G. Officer (VP of Marketing) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 0 owned after | $5.06 exercise price | 2012-06-14 | |
| 2012-06-12 | Lacour Angela M Officer (Sr. VP of Finance) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $5.06 exercise price | 2012-06-14 | |
| 2012-06-12 | Alphonso Kent J. Officer (VP & Chief Information Officer) | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,500 0 owned after | $5.06 exercise price | 2012-06-14 | |
| 2012-05-08 holding as of filing | Milberger Kelly Officer (VP - Sales Effectiveness) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $5.06 exercise price | 2012-05-08 | ||
| 2012-05-08 holding as of filing | Milberger Kelly Officer (VP - Sales Effectiveness) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.33 exercise price | 2012-05-08 | ||
| 2012-05-08 holding as of filing | Milberger Kelly Officer (VP - Sales Effectiveness) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $8.24 exercise price | 2012-05-08 | ||
| 2012-05-08 holding as of filing | Milberger Kelly Officer (VP - Sales Effectiveness) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $2.65 exercise price | 2012-05-08 | ||
| 2012-05-08 holding as of filing | Milberger Kelly Officer (VP - Sales Effectiveness) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $5.04 exercise price | 2012-05-08 | ||
| 2012-05-08 holding as of filing | Milberger Kelly Officer (VP - Sales Effectiveness) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.22 exercise price | 2012-05-08 | ||
| 2012-05-08 holding as of filing | Milberger Kelly Officer (VP - Sales Effectiveness) | 3 | Option (Right to Buy) Derivative · Direct | Holding | $6.26 exercise price | 2012-05-08 | ||
| 2012-05-05 | Milberger Kelly Officer (VP - Sales Effectiveness) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $6.25 exercise price | 2012-05-08 |